Preisz Associates Inc

Item 5: Fees and Compensation

I. INVESTMENT ADVISORY SERVICES
Fees for LPL Advisory Programs:
a) Our Fee schedule range for LPL SWM accounts is noted below, Fees are generally negotiable and
may vary from the schedule below based on the complexity of the account, size of the account, and
other considerations. It is possible that individual clients may have fees higher or lower than the
standard fee schedules below, based on fee schedules in place at the time the client relationship was
initiated.

                                                    Preisz Financial
                    Account Balance                  Advisory Fee
                                                         Range
            Up to $100,000.00                        1.00% - 1.50%
            $100,000.01 - $500,000.00                0.90% - 1.25%
            $500,000.01 - $750,000.00                0.80% - 1.25%
            $750,000.01 - $1,250,000.00              0.70% - 1.00%
            $1,250,000.01 - $5,000,000.00            0.60% - 0.90%
            $5,000,000.01 - and up                   0.40% - 0.75%

b) GWP account fees are as follows: Advisory Fee: 0.45%, Platform Fee: 0.35% Small Account Fee:
$20/year (under $10,000) Exchange-Traded Fund (ETF) Weighted Average Expense Ratio: 0.15%
In addition to an investment advisory/management service fee, accounts may incur transaction costs,

  retirement plan administration fees, deferred sales charges on mutual funds initially deposited in the
  account, mutual fund marketing fees, and other mutual fund annual expenses as described in the
  fund’s prospectus. No additional fees are paid to mutual fund portfolio managers other than what is
  stated in the mutual fund prospectus.
  Fees are subject to change upon the Advisor giving the client thirty days notice in the manner
  prescribed in this Agreement. The client has the option of accepting the new fee schedule or
  terminating this Agreement pursuant to the termination provisions of the Agreement.
c) MWP account fees: The MWP account fee consists of an LPL program fee, a strategist fee (if applicable) and
   an advisor fee as detailed in the table below. Accounts remaining under the legacy fee structure may be
   charged one aggregate account fee, for which the maximum account fee is 2.50%. See the MWP program
   brochure for more information. See the table below:
                                              Preisz Advisory     LPL MWP
                       Account Size                                                 Total Fee
                                                 Fee Range           Fee
                   $10K - $99.99K               1.1% - 1.5%         0.30%        1.40% - 1.80%
                   $100K - $499.99K            0.9% - 1.25%         0.25%        1.15% - 1.50%
                   $500K - $1M                  0.8% - 1.0%         0.15%        0.95% - 1.15%
                   $1M to $2.49M                0.7% - 1.0%         0.15%        0.85% - 1.15%
                   $2.5M - $24.99M              0.6% - 1.0%         0.10%         0.7% - 1.10%
                   $25M and up                 0.4% - 0.75%         0.10%         0.5% - 0.85%

  d) Third Party Money Manager – Symmetry Partners – Restricted Accounts - Programs Fees:
  Account fees charged to the client include our (Advisor) fee and the fee for the third party money
  manager (Sub-Advisor). Symmetry’s Sub-Advisor fee is non-negotiable, based on assets under
  management. Fees are assessed quarterly and deducted from the account. Preisz Financial’s
  advisor fees are negotiable and may differ depending on the distribution channel or financial advisor
  from which the client accesses Symmetry’s portfolios and services. As a result, clients with similar
  assets may have differing fee schedules and pay different fees. Sponsor Tiered Fee Schedule:

                                             Sub-Advisor             Advisor
    Range Start           Range End           Symmetry           Preisz Financial            Total
             $0      to      $250,000           0.40%                 0.50%                 0.90%
       $250,001      to      $750,000           0.35%                 0.50%                 0.85%
       $750,001      to     $1,250,000          0.30%             0.50%-0.45%            0.80%-0.75%
     $1,250,001      to     $2,000,000          0.25%                 0.45%                 0.70%
     $2,000,001      to     $3,000,000          0.20%                 0.45%                 0.65%
     $3,000,001      to     $5,000,000          0.15%                 0.40%                 0.55%
     $5,000,001      to    $10,000,000          0.10%                 0.40%                 0.50%
    $10,000,001       &   Above                 0.05%                 0.40%                 0.45%

  Fees in General
  All advisory fees are calculated quarterly and in arrears on the average daily balance of the Assets
  during the previous quarter. Advisory fees are automatically deducted from client accounts. The
  assets used in the advisory fee calculation will include all positions in the accounts, cash, declared
  and paid dividends, accrued income and interest payments, unless the position is specifically
  excluded or restricted from billing in writing by the client.

  Clients may also be responsible for the transaction charges, fees and other expenses charged and
  imposed by the Custodian who holds the client assets, which includes, but is not limited to
  transactional fees, wire and transfer fees, commissions, account transfer fees (outbound); returned
  check fees; international security transfer fees; overnight mail and check fees; Rule 144 transfer
  fees; transfer agent fees and other fees charged by the custodian and independent of our advisory
  fee.

For SWM accounts, the transaction costs are borne by the Advisor and are transaction based or
...

Item 7: Types of Clients
We provide advisory services to a variety of clients including individuals, pension and profit
sharing plans, non-profits, trusts, estates, corporations and business entities.

Other than stated minimum required account values (see Item 4), there are no specific requirements
for opening or maintaining an account.