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| Broadway Advisor Group LLC
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| |
|---|---|
| CRD # | 324281 |
| SEC # | 801-127086 |
| CIK # | |
| AUM | $91.9 MM (2024-03-20) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 518-477-3626 |
| Address | 368 Broadway Albany, NY 12207 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 176 | 32.0 |
| (b) Individuals (high net worth individuals) | 40 | 43.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 15.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 443 | 91.9 |
| By Discretionary | ||
| Discretionary | 440 | 82.8 |
| Non-Discretionary | 3 | 9.2 |
| Total | 443 | 91.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 91.9 | |
| Total | 443 | 91.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Changing Parameters LLC
✚
|
CA | 0.1 |
|
Discipline Wealth Solutions Inc
✚
|
SC | 0.1 |
|
Onegroup Wealth Partners Inc
✚
|
NY | 0.1 |
|
The Kinney Group LLC
✚
|
CA | 0.1 |
|
First Source Investment Partners LLC
✚
|
CO | 0.1 |
|
Mussett Wealth Management LLC
✚
|
NY | 0.1 |
|
McAlvany Wealth Management LLC
✚
|
CO | 0.1 |
|
Abbondandolo Wealth Management Corp
✚
|
NY | 0.1 |
|
Henley & Company Wealth Management LLC
✚
|
NY | 0.1 |
|
Alsari Wealth Management Global Advisors LLC
✚
|
CA | 0.1 |