|
⚲
|
| Brock Fiduciary Services LLC
✚
|
|
|---|---|
| CRD # | 153055 |
| SEC # | 801-71132 |
| CIK # | |
| AUM | $588.2 M (2026-04-01) |
| Employees | 4 (25% Investors, 75% Brokers) |
| Phone | 212-209-3000 |
| Address | 505 Park Avenue New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 0.6 |
| By Discretionary | ||
| Discretionary | 1 | 0.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 0.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.6 | |
| Total | 1 | 0.6 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Innovative Capital Advisors LLC
✚
|
IL | 0.6 |
|
Optimized Investment Partners LLC
✚
|
0.5 | |
|
WhiteStar Advisors LLC
✚
|
FL | 0.5 |
|
Oriental Financial Services LLC
✚
|
PR | 0.4 |
|
Agvictus Capital Management LLC
✚
|
GA | 0.4 |
|
Outcome Driven Strategies LLC
✚
|
MD | 0.4 |
|
Fukoku Life International America Inc
✚
|
NY | 0.3 |
|
Claren Road Private Credit Solutions LLC
✚
|
NY | 0.3 |
|
Memphis Capital Management LLC
✚
|
TN | 0.3 |
|
IH2 Advisors & Company
✚
|
DE | 0.3 |