|
⚲
|
| Oriental Financial Services LLC
✚
|
|
|---|---|
| CRD # | 29753 |
| SEC # | 801-88203 |
| CIK # | |
| AUM | $188.8 MM (2023-03-31) |
| Employees | 28 (39% Investors, 100% Brokers) |
| Phone | 787-474-1993 |
| Address | 254 Munoz Rivera Ave San Juan, PR 00918 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 366 | 67.0 |
| (b) Individuals (high net worth individuals) | 26 | 52.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.6 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 42 | 68.1 |
| (n) Other | 0 | 0.0 |
| Total | 439 | 188.8 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 439 | 188.8 |
| Total | 439 | 188.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 188.8 | |
| Total | 439 | 188.8 |
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|---|---|---|
|
Fukoku Life International America Inc
✚
|
NY | 0.3 |
|
Mount Street Portfolio Advisers LLC
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NY | 0.3 |
|
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TN | 0.3 |
|
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|
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|
1128 Capital LLC
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TX | 0.1 |
|
PAVE Investment Advisors LLC
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NY | 0.1 |
|
OHA Private Credit Advisors LP
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NY | 0.1 |
|
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CO | 0.1 |
|
IQCIO LLC
✚
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