Buckingham Capital Management Inc

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Buckingham Capital Management Inc
CRD #117984
SEC #801-61296
CIK #0001089212, 0001567634
AUM
Employees 14 (100% Investors, 0% Brokers)
Phone937-435-2742
Address6856 Loop Road
Dayton, OH 45459
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
18001440108072036002001200920172025
CIK Period
0001089212 0001567634
Sector Form 13F Holdings Value ($M)
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Type Form D Funds Date Sold AUM
HF Buckingham International Partners Master Fund LP [2012-03-30] 215.7 M 63.3 M
Filed 2019-09-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Buckingham Partners II LP [2012-03-30] 494.8 M 274.3 M
Filed 2019-09-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Buckingham Partners LP 2012-03-30 46.8 M
HF Buckingham RAF International Partners Master Fund LP [2012-03-30] 631.8 M 46.4 M
Filed 2019-09-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Buckingham RAF Partners II LP 2012-03-30 204.9 M
HF Buckingham RAF Partners LP [2012-03-30] 475.6 M 253.5 M
Filed 2019-09-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Managed Account Investments SPC-BCM Segregated Portfolio [2012-03-30] 810.4 M 57.0 M
Filed 2013-02-28 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 1,058 315.4
(b) Individuals (high net worth individuals) 221 586.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 5 8.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 2 0.6
(n) Other 0 0.0
Total 3,190 911.0
By Discretionary
Discretionary 2,996 850.3
Non-Discretionary 194 60.7
Total 3,190 911.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 911.0
Total 3,190 911.0
Form D Directors Role # Filings # Firms 2011 - 2026
David Bree Director 428 100
Don Seymour Director 315 72
Peter Goldstein Director 27 2
Buckingham Capital Management Inc Promoter 6 2
Stephen Maguire Executive Officer 5 2
Lawrence Leeds Jr Executive Officer 4 2
Manny Korman Executive Officer 4 2
David Keidan Executive Officer 4 2
Lloyd Karp Director 2 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001089212]
3 [0001089212]
4 [0001089212]
SC 13G [0001089212]
13F-HR [0001567634]
Form 13D/13G Filer Form 13D/13G Subject Filed
Buckingham Capital Management Inc NEFF Corp [2016-02-12]
Buckingham Capital Management Inc UCP Inc [2015-02-10]
Buckingham Capital Management Inc XCEL Brands Inc [2014-07-09]
Buckingham Capital Management Inc Crumbs Bake Shop Inc [2013-02-13]
Buckingham Capital Management Inc G III Apparel Group Ltd /DE/ [2013-02-13]
Buckingham Capital Management Inc Sequential Brands Group Inc [2013-02-08]
Firm Profile (Form ADV)
Discretionary AUM$1.6B
ServesInstitutional, Retail, Research
Fund TypesHedge Fund
Form 3/4/5 Subject 2011 - 2026
UCP Inc
Buckingham Capital Management Inc
XCel Brands Inc
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
UCP Inc UCP
Class A Common Stock
2017-08-04 Disposed to issuer 921,327
UCP Inc UCP
UCP, Inc.
2017-01-04 Sell 12,289 $12.03 147,837
UCP Inc UCP
UCP, Inc.
2017-01-03 Sell 30,208 $12.02 363,100
UCP Inc UCP
UCP, Inc.
2017-01-03 Sell 1,711 $12.04 20,600
UCP Inc UCP
UCP, Inc.
2016-04-26 Sell 23,747 $7.32 173,828
UCP Inc UCP
UCP, Inc.
2016-04-25 Sell 13,550 $7.41 100,406
UCP Inc UCP
UCP, Inc.
2016-04-22 Sell 7,996 $7.77 62,129
UCP Inc UCP
UCP, Inc.
2016-04-22 Sell 1,623 $7.70 12,497
UCP Inc UCP
UCP, Inc.
2016-04-21 Sell 4,088 $7.81 31,927
UCP Inc UCP
UCP, Inc.
2016-04-21 Sell 4,322 $7.81 33,755
UCP Inc UCP
UCP, Inc.
2016-04-20 Sell 7,709 $7.86 60,593
UCP Inc UCP
UCP, Inc.
2016-04-19 Sell 2,016 $7.85 15,826
UCP Inc UCP
UCP, Inc.
2015-12-17 Buy 7,451 $7.35 54,765
UCP Inc UCP
UCP, Inc.
2015-12-16 Buy 3,100 $7.15 22,165
UCP Inc UCP
UCP, Inc.
2015-12-16 Sell 2,085 $6.97 14,532
UCP Inc UCP
UCP, Inc.
2015-12-15 Sell 8,466 $7.24 61,294
UCP Inc UCP
UCP, Inc.
2015-06-12 Buy 80,000 $7.22 577,600
UCP Inc UCP
UCP, Inc.
2015-05-29 Buy 60,599 $8.22 498,124
UCP Inc UCP
UCP, Inc.
2015-05-28 Buy 7,705 $8.27 63,720
UCP Inc ucp
UCP,Inc.
2015-02-03 Buy 3,545 $9.50 33,678
showing 20 of 22 most recent transactions
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