Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Adviser. Each Client shall sign one or more agreements that detail the responsibilities of Cable Hill Partners and
the Client.
A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of previous calendar quarter. Investment advisory fees range from 0.50% to 1.50%
annually, depending on the size and complexity of the Client relationship. The Adviser imposes a minimum fee of
$10,000, which may be waived at the Adviser’s sole discretion. Relationships with multiple objectives, specific
reporting requirements, portfolio restrictions and other complexities may be charged a higher fee. Legacy Clients
have fee arrangements that are not subject to the minimum fee.
The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Adviser. The Adviser may, in its sole
discretion, charge a lesser fee based upon certain criteria, such as anticipated future earning capacity, anticipated
future assets to be managed, related accounts, account composition, and other factors. The Client’s fees will take
into consideration the aggregate assets under management with the Adviser. All securities held in accounts
managed by Cable Hill Partners will be independently valued by the Custodian. Cable Hill Partners will conduct
periodic reviews of the Custodian’s valuations.
The Adviser’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Adviser shall not receive any portion of these commissions, fees, and costs.
The Client may make additions or withdrawals from the account[s] at any time, subject to the Adviser’s right to
terminate an account or the overall relationship. Additions may be in cash or securities provided that the Adviser
reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account[s]. Clients may withdraw account assets on notice to Cable Hill Partners, subject to the usual and
customary securities settlement procedures. However, the Adviser typically designs its investment portfolios as
long-term investments and the withdrawal of assets may impair the achievement of a Client’s investment objectives.
Cable Hill Partners may consult the Client about certain implications of such transactions. Clients are advised that
when such securities are liquidated, they may be subject to securities transaction fees, short-term redemption fees,
and/or tax ramifications. If assets in excess of $10,000 are deposited into or withdrawn from the Client’s account[s],
The Adviser’s fee will be adjusted in the next billing period to reflect the fee difference.
Cable Hill Partners, LLC
1155 SW Morrison Street, Suite 400,Portland, OR 97205
Phone: (888) 313-0417 * Fax: (503) 765-1224
www.cablehill.com
Use of Independent Managers
For Clients who have accounts managed by an Independent Manager, the Independent Manager’s fee will typically
be charged separately from the Cable Hill Partners’ fee listed above. The Adviser will only earn its investment
advisory fee as described above. The Client’s fee will be deducted from the Client’s account[s] at the Custodian.
Financial Planning Services
Cable Hill Partners generally offers its financial planning services for a fixed fee engagement of up to $10,000.
Fees are negotiable depending on the nature and complexity of each Client’s circumstances. An estimate for total
costs will be provided to the Client prior to engaging for financial planning services.
Retirement Plan Advisory Services
Retirement plan advisory fees are paid monthly or quarterly, either in advance or at the end of each month or
calendar quarter (the “Billing Period”), pursuant to the terms of the retirement plan advisory agreement. Fees are
based on the market value of assets in the Plan at the end of the respective Billing Period and charged either an
annual rate of up to 1.00% or a negotiated fixed fee, pursuant to a retirement plan advisory agreement. Retirement
plan advisory fees are based on the nature, complexity, reporting requirements, participant educational needs and
overall services rendered for each Plan. Fixed fees for retirement plan advisory services will never exceed 1.00% of
assets in the Plan. The Adviser imposes a minimum fee of $5,000 for retirement plan advisory services, which may
be waived at the Adviser’s sole discretion. Fees are negotiable at the sole discretion of the Adviser. Legacy Clients
have fee arrangements that are not subject to the minimum fee.
B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Adviser and deducted from the Client’s account[s] at the Custodian.
The Adviser shall send an invoice to the Custodian indicating the amount of the fees to be deducted from the
Client’s account[s] at the respective quarter-end date. The amount due is calculated by applying the quarterly rate
(annual rate divided by 4) to the total assets under management with Cable Hill Partners at the end of the prior
quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of
these fees. It is the responsibility of the Client to verify the accuracy of these fees as listed on the Custodian’s
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