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| Caldwell Advisors LLC
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|
|---|---|
| CRD # | 144408 |
| SEC # | 801-106730 |
| CIK # | |
| AUM | $322.7 MM (2024-03-15) |
| Employees | 8 (75% Investors, 88% Brokers) |
| Phone | 615-370-8988 |
| Address | 5210 Maryland Way Brentwood, TN 37027 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 542 | 113.1 |
| (b) Individuals (high net worth individuals) | 155 | 197.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 9.5 |
| (h) Charitable organizations | 0 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 2.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,032 | 322.7 |
| By Discretionary | ||
| Discretionary | 1,019 | 316.0 |
| Non-Discretionary | 13 | 6.8 |
| Total | 1,032 | 322.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 322.7 | |
| Total | 1,032 | 322.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Accretive Wealth Partners LLC
✚
|
NJ | 0.3 |
|
Camden Wealth Advisors LLC
✚
|
TX | 0.3 |
|
Chapel Hill Investment Analysts Inc
✚
|
PA | 0.3 |
|
Jeffrey N Mehler CFP LLC
✚
|
CT | 0.3 |
|
O'Donnell Financial Services LLC
✚
|
CA | 0.3 |
|
Palumbo Wealth Management LLC
✚
|
NY | 0.3 |
|
ELEY Financial Management Inc
✚
|
VT | 0.3 |
|
NBZ Investment Advisors LLC
✚
|
TN | 0.3 |
|
Bostonpremier Wealth LLC
✚
|
MA | 0.3 |
|
Greenfield Seitz Capital Management LLC
✚
|
TX | 0.3 |