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| Keyboard |
| Caldwell Advisors LLC
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|---|---|
| CRD # | 144408 |
| SEC # | 801-106730 |
| CIK # | |
| AUM | 351.4 M (2026-04-07) |
| Employees | 8 (62% Investors, 75% Brokers) |
| Fees | |
| Minimum | |
| Phone | 615-370-8988 |
| Address | 5210 Maryland Way Brentwood, TN 37027 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 249 | 97.4 |
| (b) Individuals (high net worth individuals) | 250 | 244.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.2 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 3.0 |
| (n) Other | 7 | 6.5 |
| Total | 1,016 | 351.4 |
| By Discretionary | ||
| Discretionary | 1,004 | 344.2 |
| Non-Discretionary | 12 | 7.2 |
| Total | 1,016 | 351.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 351.4 | |
| Total | 1,016 | 351.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Trail Ridge Investment Advisors LLC
✚
|
CO | 352.9 M |
|
Validus Growth Investors LLC
✚
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|
Clarendon Private LLC
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MA | 352.1 M |
|
Laraway Financial Advisors Inc
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Sitrin Capital Management LLC
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Entrust Financial LLC
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Panoramic Investment Advisors LLC
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|
Bridgewater Asset Management LLC
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MO | 350.5 M |
|
Sykon Capital LLC
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NY | 350.1 M |
|
Sonoma Allocations LLC
✚
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CA | 350.0 M |