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| Happy Holidays!! thanks for using AUM13F!! |
| Caldwell Advisors LLC
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| CRD # | 144408 |
| SEC # | 801-106730 |
| CIK # | |
| AUM | $339.1 M (2025-07-30) |
| Employees | 8 (62% Investors, 75% Brokers) |
| Phone | 615-370-8988 |
| Address | 5210 Maryland Way Brentwood, TN 37027 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 371 | 97.3 |
| (b) Individuals (high net worth individuals) | 111 | 233.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 6.1 |
| (h) Charitable organizations | 0 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 493 | 339.1 |
| By Discretionary | ||
| Discretionary | 482 | 331.9 |
| Non-Discretionary | 11 | 7.2 |
| Total | 493 | 339.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 339.1 | |
| Total | 493 | 339.1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Rubicon Advisors GP
✚
|
CA | 0.3 |
|
Bernardi Asset Management LLC
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|
IL | 0.3 |
|
Colonial River Investments LLC
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VA | 0.3 |
|
Longview Asset Management LLC
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|
NM | 0.3 |
|
Cresap Inc
✚
|
PA | 0.3 |
|
New Insight Wealth Advisors
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|
CA | 0.3 |
|
Noble Wealth Management PBC
✚
|
CO | 0.3 |
|
Stone Oak Wealth Management LLC
✚
|
TX | 0.3 |
|
Harrington Investments Incorporated
✚
|
CA | 0.3 |
|
Global Assets Advisory LLC
✚
|
FL | 0.3 |