|
⚲
|
| Caldwell Advisors LLC
✚
|
|
|---|---|
| CRD # | 144408 |
| SEC # | 801-106730 |
| CIK # | |
| AUM | $279.1 MM (2023-03-30) |
| Employees | 9 (67% Investors, 78% Brokers) |
| Phone | 615-370-8988 |
| Address | 5210 Maryland Way Brentwood, TN 37027 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 581 | 112.8 |
| (b) Individuals (high net worth individuals) | 133 | 153.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 10.3 |
| (h) Charitable organizations | 2 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.8 |
| (n) Other | 0 | 0.0 |
| Total | 991 | 279.1 |
| By Discretionary | ||
| Discretionary | 978 | 274.1 |
| Non-Discretionary | 13 | 5.1 |
| Total | 991 | 279.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 279.1 | |
| Total | 991 | 279.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bell & Brown Wealth Advisors LLC
✚
|
CA | 0.3 |
|
Pflug Koory LLC
✚
|
NE | 0.3 |
|
Asset Planning Services Inc
✚
|
LA | 0.3 |
|
KKM Financial LLC
✚
|
IL | 0.3 |
|
RFP Financial Group LLC
✚
|
GA | 0.3 |
|
Sanchez Wealth Management Group LLC
✚
|
FL | 0.3 |
|
Coign Capital Advisors LLC
✚
|
UT | 0.3 |
|
SARD Wealth Management Group LLC
✚
|
GA | 0.3 |
|
Resource Planning Group Ltd
✚
|
GA | 0.3 |
|
Tumwater Wealth Management LLC
✚
|
ID | 0.3 |