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| Keyboard |
| Candlewood Investment Group LP
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|---|---|
| CRD # | 154254 |
| SEC # | 801-71694 |
| CIK # | 0001531741 |
| AUM | |
| Employees | 7 (43% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-493-4495 |
| Address | 10 Bay Drive New Fairfield, CT 06812 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Candlewood Special Situations Master Fund II LP | [2017-08-11] | 751.2 M | 23.0 M |
| Filed 2017-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CWD Summit LLC - Candlewood Renewable Energy Series I | [2017-03-08] | 41.7 M | 0.2 M |
| Filed 2018-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Candlewood Constellation SPC Ltd - Candlewood Puerto Rico SP | [2014-11-21] | 220.9 M | 70.0 M |
| Filed 2019-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Flagler Master Fund SPC Ltd - Class A Segregated Portfolio | [2014-08-26] | 0.2 M | 6.3 M |
| Filed 2018-08-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Flagler Master Fund SPC Ltd - Class B Segregated Portfolio | [2014-08-26] | 0.2 M | 6.3 M |
| Filed 2018-08-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Candlewood SPV III LP | [2014-03-05] | 41.0 M | 38.9 M |
| Filed 2014-05-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| HF | Candlewood Financial Opportunities Fund LLC | [2013-11-21] | 11.3 M | |
| Filed 2016-08-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Candlewood Financial Opportunities Master Fund LP | [2013-11-21] | 45.0 M | |
| Filed 2016-11-04 (D/A) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Candlewood Accelerated Recovery Trust | 2013-02-25 | 5.2 M | |
| HF | Candlewood Special Situations Master Fund Ltd | [2012-03-30] | 751.2 M | |
| Filed 2017-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 0.2 |
| By Discretionary | ||
| Discretionary | 11 | 0.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 0.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.0 | |
| Total | 11 | 0.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Lennon | Director | 163 | 37 | |
| George Bashforth | Director | 131 | 36 | |
| Carlos Ferreira | Director | 91 | 36 | |
| Mark Cook | Director | 125 | 29 | |
| James Rankin | Director | 84 | 21 | |
| Victor Murray | Director | 56 | 19 | |
| Joshua Barlow | Director | 72 | 17 | |
| Michael Lau | Director, Executive Officer | 29 | 6 | |
| Alasdair Foster | Director | 11 | 6 | |
| Candlewood Investment Group LP | Executive Officer | 9 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001531741] | |
| 3 | [0001531741] | |
| 4 | [0001531741] | |
| SC 13D | [0001531741] | |
| SC 13G | [0001531741] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 246,368 | $6.70 | 1,650,666 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 5,085 | $6.65 | 33,815 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 344,915 | $6.65 | 2,293,685 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 1,293 | $6.74 | 8,715 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 87,712 | $6.74 | 591,179 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-17 | Sell | 3,632 | $6.70 | 24,334 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-16 | Sell | 134,162 | $6.72 | 901,569 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-16 | Sell | 3,632 | $6.70 | 24,334 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-16 | Sell | 246,368 | $6.70 | 1,650,666 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-16 | Sell | 1,978 | $6.72 | 13,292 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-15 | Sell | 3,632 | $6.70 | 24,334 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-15 | Sell | 93,724 | $6.76 | 633,574 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-15 | Sell | 246,368 | $6.70 | 1,650,666 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-15 | Sell | 1,382 | $6.76 | 9,342 |
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-01 | Other | 118,935 | ||
|
Alto Ingredients Inc PEIX
Non-Voting Common Stock · derivative
|
2017-03-01 | Other | 115,376 | ||
|
Alto Ingredients Inc PEIX
Non-Voting Common Stock · derivative
|
2017-03-01 | Other | 28,844 | ||
|
Alto Ingredients Inc PEIX
Non-Voting Common Stock · derivative
|
2017-03-01 | Other | 1,312,160 | ||
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-01 | Other | 2,007,792 | ||
|
Alto Ingredients Inc PEIX
Common Stock
|
2017-03-01 | Other | 29,734 | ||
| showing 20 of 44 most recent transactions | |||||