Capitalia Suisse

ITEM 5. FEES AND COMPENSATION

For its discretionary asset management service and nondiscretionary asset management service,
Capitalia charges a fee for its services based on a percentage of the market value of assets under
management. For its active trading based managed account strategy service, Capitalia charges a fee
with both a fixed and performance component as detailed below. Particularly in the context of clients
selecting the active trading based managed account strategy, the fees charged by Capitalia may be
higher than the fees normally charged by other investment advisors offering similar investment
management services.

Fees charged by Capitalia do not include custodian fees, fees for trade settlement, brokerage
commissions, or any other fee imposed by the custodian bank or the broker. The fees also do not
include management or other fees charged by funds or other products that client Accounts may be
invested in from time to time. Capitalia also advises clients on foreign currencies and the below fee
schedule applies and is negotiable to such advice. Compensation is not payable in advance.

Capitalia may waive, discount and/or negotiate fees at its discretion. Capitalia may also charge additional
fees for services outside the scope of the services described above. Any additional fees are disclosed to
the client.

Capitalia relies on custodian banks of its clients to value the assets in the respective client accounts,
and Capitalia computes its investment advisory fees based on these valuations provided by the
custodian. At the end of the quarter Capitalia arranges with the custodian for the direct payment of
its fee from the respective client accounts. The client’s statement from the custodian will reflect all
amounts disbursed from the account, including the amount of any advisory fee paid to Capitalia.

Capitalia does not manage or advise accounts based on commissions, subscriptions fees, or hourly rate
charges.

The fixed asset management fee for discretionary and nondiscretionary asset management services is
charged quarterly in arrears and is calculated on the basis of the value of the assets under

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Capitalia (Suisse), CRD: 164222                                                                       4

management at the last business day of the respective calendar quarter. The fee schedule below for
discretionary asset management shows the applicable fee for each bracket of assets under
management.

                                  From USD          To USD       Fee
                                  1 Million         3 Million    0.50% p.a.
                                  3 Million         5 Million    0.40% p.a.
                                  5 Million         10 Million   0.30% p.a.
                                  Over 10 Million                Negotiable

There is a minimum annual fee of USD 2,000.

Capitalia offers certain clients the option of paying a base fee and a performance fee in lieu of the
above fee schedule. Generally, this alternative compensation model corresponds to a management
approach that is more active and may be more tailored to the client, often for clients with specific
investment goals. This alternative compensation model is offered only in accordance with Rule 205-
3 under the Advisers Act, to clients who meet the following requirements: (i) clients with at least
$750,000 under management with Capitalia; (ii) clients with more than $1,500,000 of net worth; or
(iii) clients who are qualified purchasers under Section 2(a)(51) of the Investment Company Act of
1940, as amended (which generally is defined to include only individuals, companies or trusts with
more than $5,000,000 in investments). Under this alternative compensation model, a base fee of
0.10% per annum is charged in lieu of the normal fee schedule and in addition, Capitalia will receive
a performance fee of 10%. The performance fee is payable on net performance of the managed
account, which for these purposes is calculated by taking the gross performance (i.e., realized and
unrealized capital gains, dividends and interest) and subtracting from that amount the flat base fee.
The performance fee is not payable on recuperated losses in the value of the managed account on a
year-by-year basis (i.e., the fee is subject to a high-water mark). The flat base fee is charged quarterly
in arrears and is calculated on the basis of the value of the assets under management at the last
business day of the respective calendar quarter. The performance fee component is calculated and
charged if applicable annually after December 31 of each year. For accounts opened during a calendar
year, the flat base fee and the hurdle rate is adjusted on a pro rata basis.

In addition to the fees charged directly to each client’s Account, Capitalia may receive indirect
compensation from time-to-time in the form of placement fees, discounts, finder’s fees or
distribution fees from third parties based on the investments Capitalia makes or recommends. For
example, certain mutual or private funds may pay a fee to Capitalia for investing client portfolios in
such fund. The receipt and potential to receive such indirect compensation creates a material conflict
of interest for Capitalia and its clients. Capitalia can have an incentive to recommend investment
products based on the compensation Capitalia will receive. Capitalia does inform its clients of the
existence of indirect compensation. Capitalia seeks to minimize its conflicts of interest relating to
indirect compensation by closely monitoring the amount of indirect compensation it receives and
ensuring that such compensation has not materially impacted our investment decisions.

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Capitalia (Suisse), CRD: 164222                                                                      5

ITEM 7. TYPES OF CLIENTS

Capitalia offers investment management services to individuals, family offices, trusts, estates, corporations
and other business entities or foundations.

Generally, Capitalia prefers its client relationships to have a minimum of $1 million of assets under
management. Capitalia may accept accounts below the minimum requirements, or may retain
accounts that have dropped below the minimum requirement due to market fluctuation or investment
performance. Accounts that have family, corporate or other relationships may be aggregated for
purposes of the minimum account size.

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Capitalia (Suisse), CRD: 164222                                                                         6