|
⚲
|
| Caption Management LLC
✚
|
|
|---|---|
| CRD # | 173841 |
| SEC # | 801-110893 |
| CIK # | 0001706766 |
| AUM | $3.4 B (2026-03-24) |
| Employees | 22 (55% Investors, 0% Brokers) |
| Phone | 347-797-5101 |
| Address | 499 W Sheridan Avenue Oklahoma City, OK 73102 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Amalfi Fund LP | [2019-03-08] | 9.0 | |
| HF | Caption Partners II LP | [2017-06-27] | 1,204.2 | |
| HF | Caption Partners LP | [2017-06-27] | 55.4 | |
| HF | Caption Technology LP | [2017-06-27] | 26.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 3.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 3.4 |
| By Discretionary | ||
| Discretionary | 5 | 3.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 3.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 2.0 | |
| Total | 5 | 3.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Outerbridge Capital Management LLC | 5 | ||
| William Cooper | 4 | ||
| Caption Management LLC | 4 | ||
| Caption GP LLC | 2 | ||
| Jason Strasser | 2 | ||
| Outerbridge GP LLC | 1 | ||
| Chris Fargis | 1 | ||
| Outerbridge Partners GP LLC | 1 | ||
| Amalfi Fund GP LLC | 1 | ||
| Caption Technology GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001706766] | |
| SC 13G | [0001706766] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Caption Management LLC | Sunrise Realty Trust Inc | [2025-05-09] |
| Caption Management LLC | Clarus Corp | [2022-09-02] |
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|---|---|---|
|
Burkehill Global Management LP
✚
|
NY | 3.5 |
|
Dragonfly Digital Management LLC
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CA | 3.4 |
|
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CT | 3.4 |
|
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|
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NY | 3.4 |
|
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MA | 3.4 |
|
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NY | 3.3 |
|
Verger Capital Management LLC
✚
|
NC | 3.3 |
|
Greenvale Capital LLP
✚
|
3.3 | |
|
Darlington Partners Capital Management LP
✚
|
CA | 3.3 |