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| Happy Holidays!! thanks for using AUM13F!! |
| Caption Management LLC
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| CRD # | 173841 |
| SEC # | 801-110893 |
| CIK # | 0001706766 |
| AUM | $3.1 B (2025-03-26) |
| Employees | 19 (53% Investors, 0% Brokers) |
| Phone | 347-797-5101 |
| Address | 499 W Sheridan Avenue Oklahoma City, OK 73102 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Carvana Co | 0.5 | ||
| Intuit Inc | 0.4 | ||
| First Solar Inc | 0.2 | ||
| Tesla Motors Inc | 0.2 | ||
| Applovin Corp | 0.1 | ||
| Royal Caribbean Cruises Ltd | 0.1 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.1 | ||
| Amerisourcebergen Corp | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Coreweave Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Amalfi Fund LP | [2019-03-08] | 5.9 | 9.0 |
| HF | Caption Partners II LP | [2017-06-27] | 167.8 | 1,103.1 |
| HF | Caption Partners LP | [2017-06-27] | 31.0 | 55.4 |
| HF | Caption Technology LP | [2017-06-27] | 46.2 | 26.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 3.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 3.1 |
| By Discretionary | ||
| Discretionary | 4 | 3.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 3.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 1.8 | |
| Total | 4 | 3.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Outerbridge Capital Management LLC | 5 | |||
| William Cooper | 4 | |||
| Caption Management LLC | 4 | |||
| Caption GP LLC | 2 | |||
| Jason Strasser | 2 | |||
| Chris Fargis | 1 | |||
| Outerbridge GP LLC | 1 | |||
| Amalfi Fund GP LLC | 1 | |||
| Caption Technology GP LLC | 1 | |||
| Outerbridge Partners GP LLC | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001706766] | |
| SC 13G | [0001706766] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Caption Management LLC | Sunrise Realty Trust Inc | [2025-05-09] |
| Caption Management LLC | Clarus Corp | [2022-09-02] |
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|---|---|---|
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Paradigm Biocapital Advisors LP
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|
Stevens Capital Management LP
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PA | 3.0 |
|
CoreCommodity Management LLC
✚
|
CT | 3.0 |
|
Variant Investments LLC
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|
OR | 3.0 |
|
Rimrock Capital Management LLC
✚
|
CA | 3.0 |