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| Caption Management LLC
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|---|---|
| CRD # | 173841 |
| SEC # | 801-110893 |
| CIK # | 0001706766 |
| AUM | 3,407.7 M (2026-03-24) |
| Employees | 22 (55% Investors, 0% Brokers) |
| Phone | 347-797-5101 |
| Address | 499 W Sheridan Avenue Oklahoma City, OK 73102 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Facebook Inc | 1.3 | ||
| Nvidia Corp | 0.7 | ||
| United Therapeutics Corp | 0.7 | ||
| Carvana Co | 0.5 | ||
| Discovery Communications Inc | 0.5 | ||
| Amazon Com Inc | 0.4 | ||
| Altimar Acquisition Corp | 0.3 | ||
| Electronic Arts Inc | 0.3 | ||
| Tesla Motors Inc | 0.2 | ||
| Take Two Interactive Software Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Amalfi Fund LP | [2019-03-08] | 5.9 M | 9.0 M |
| Filed 2020-10-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Caption Partners II LP | [2017-06-27] | 190.9 M | 1,204.2 M |
| Filed 2025-08-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Caption Partners LP | [2017-06-27] | 31.0 M | 55.4 M |
| Filed 2021-10-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Caption Technology LP | [2017-06-27] | 46.2 M | 26.9 M |
| Filed 2021-02-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 3.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 3.4 |
| By Discretionary | ||
| Discretionary | 5 | 3.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 3.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 2.0 | |
| Total | 5 | 3.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Outerbridge Capital Management LLC | Executive Officer | 5 | 2 | |
| William Cooper | Executive Officer | 4 | 2 | |
| Caption Management LLC | Executive Officer | 4 | 1 | |
| Caption GP LLC | Executive Officer | 2 | 1 | |
| Jason Strasser | Executive Officer | 2 | 1 | |
| Chris Fargis | Executive Officer | 1 | 1 | |
| Outerbridge GP LLC | Executive Officer | 1 | 1 | |
| Amalfi Fund GP LLC | Executive Officer | 1 | 1 | |
| Caption Technology GP LLC | Executive Officer | 1 | 1 | |
| Outerbridge Partners GP LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001706766] | |
| SC 13G | [0001706766] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Caption Management LLC | Sunrise Realty Trust Inc | [2025-05-09] |
| Caption Management LLC | Clarus Corp | [2022-09-02] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 2549000LVCQZLNQA1U89 |
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