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⚲
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| Caption Management LLC
✚
| |
|---|---|
| CRD # | 173841 |
| SEC # | 801-110893 |
| CIK # | 0001706766 |
| AUM | $1.7 BB (2024-03-28) |
| Employees | 16 (62% Investors, 0% Brokers) |
| Phone | 347-797-5101 |
| Address | 499 W Sheridan Avenue Oklahoma City, OK 73102 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| FSLR | 7.2 | 0.3 | |
| ALNY | 17.2 | 0.2 | |
| C | 91.7 | 0.2 | |
| VZ | 211.9 | 0.2 | |
| CAT | 100.0 | 0.2 | |
| INSM | 2.4 | 0.1 | |
| SNOW | 45.7 | 0.1 | |
| CPRI | 6.3 | 0.1 | |
| SRPT | 6.5 | 0.1 | |
| X | 5.0 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Amalfi Fund LP | [2019-03-08] | 5.9 | 9.0 |
| HF | Caption Partners II LP | [2017-06-27] | 167.8 | 624.2 |
| HF | Caption Partners LP | [2017-06-27] | 31.0 | 55.4 |
| HF | Caption Technology LP | [2017-06-27] | 46.2 | 26.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1,706.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 1,706.8 |
| By Discretionary | ||
| Discretionary | 5 | 1,706.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 1,706.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 618.8 | |
| United States Persons | 1,087.9 | |
| Total | 5 | 1,706.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Cooper | 4 | ||
| Caption Management LLC | 4 | ||
| Caption GP LLC | 2 | ||
| Jason Strasser | 2 | ||
| Chris Fargis | 1 | ||
| Amalfi Fund GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001706766] | |
| SC 13G | [0001706766] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Caption Management LLC | Clarus Corp | [2022-09-02] |
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1.7 | |
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