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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Capzone Management LLC
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|---|---|
| CRD # | 330135 |
| SEC # | 801-130055 |
| CIK # | |
| AUM | $204.8 M (2025-05-12) |
| Employees | 14 (50% Investors, 0% Brokers) |
| Phone | 646-580-3195 |
| Address | 50 Washington Street, 9th Floor Norwalk, CT 06854 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | United Submarine Alliance USA Qualified Opportunity Fund LP | [2024-03-27] | 208.0 | 149.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 204.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 204.8 |
| By Discretionary | ||
| Discretionary | 1 | 204.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 204.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 204.8 | |
| Total | 1 | 204.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Charles Lake II | 6 | ||
| Kimberly Lake | 2 | ||
| Alfred Puchala Jr | 1 |
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