|
⚲
|
| Carl Marks Management Company LLC
✚
| |
|---|---|
| CRD # | 107695 |
| SEC # | 801-41108 |
| CIK # | 0000942826 |
| AUM | $383.3 MM (2024-03-28) |
| Employees | 9 (67% Investors, 0% Brokers) |
| Phone | 212-909-8400 |
| Address | 900 Third Avenue 33rd Floor New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Carl Marks Strategic Opportunities Fund III LP | 2021-03-26 | 137.8 | |
| HF | Carl Marks Strategic Opportunities Fund II LP | 2014-03-27 | 15.7 | |
| HF | Carl Marks Strategic Investments LP | 2012-03-26 | 185.2 | |
| HF | Carl Marks Strategic Opportunities Fund LP | 2012-03-26 | 12.1 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 383.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 383.3 |
| By Discretionary | ||
| Discretionary | 3 | 383.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 383.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 383.3 | |
| Total | 3 | 383.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 4 | [0000942826] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Carl Marks Management Company LLC | |
| Xerium Technologies Inc |
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