Carlsbad Wealth Advisory Group Inc

Item 5: Fees and Compensation

   Fee Schedule
   Our annual investment management fees are tiered based on your total assets under management:

                     Total Assets Under Management                        Annual Fee
                            First $500,000, plus                            1.00%
                           Next $2,500,000, plus                            0.75%
                           Next $7,000,000, plus                            0.50%
                    Amounts greater than $10,000,000                        0.40%

   Account Minimums
   We generally require a minimum portfolio of $1,000,000 for new client households. If your average daily
   account balance falls below $250,000, we charge a minimum quarterly fee of $625.

   Billing Practices
   Investment management fees are billed quarterly in arrears. Fees are calculated by taking the average
   daily balance of your household’s accounts and multiplying it by one quarter of the applicable annual fee
   percentage rate. Fees are directly debited from your account(s) held with your custodian(s).

   Third-Party Fees
   Clients are responsible for the payment of all third-party fees, such as custodian fees, mutual fund fees,
   and transaction fees. Carlsbad Wealth does not receive any commissions or fees from any third parties.

Item 7: Types of Clients

   Carlsbad Wealth generally provides investment advice and/or management supervisory services to the
   following Types of Clients:

       ●​ Individuals                                            ●​   Trusts
       ●​ Corporate Pensions & Profit Sharing                    ●​   Foundations
          Plans                                                  ●​   Charitable Organizations
       ●​ High-Net-Worth Individuals                             ●​   Endowments
       ●​ Individual Retirement Plans                            ●​   Estates

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                                                                                           FORM ADV PART 2A