|
⚲
|
| Keyboard |
| Carpenter Fund Manager GP LLC
✚
|
|
|---|---|
| CRD # | 146216 |
| SEC # | 801-68765 |
| CIK # | 0001427461 |
| AUM | |
| Employees | 6 (100% Investors, 67% Brokers) |
| Phone | 949-261-8888 |
| Address | 5 Park Plaza Irvine, CA 92614 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 408.8 |
| By Discretionary | ||
| Discretionary | 3 | 408.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 408.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 408.8 | |
| Total | 3 | 408.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001427461] | |
| 4 | [0001427461] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Carpenter Fund Manager GP LLC | |
| Pacific Mercantile Bancorp | |
| Carpenter Community BancFund-A LP | |
| Heritage Oaks Bancorp | |
| Manhattan Bancorp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2018-09-14 | Sell | 2,169,208 | $8.25 | 17,895,966 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2018-09-14 | Other | 1,467,155 | $0.00 | |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2018-09-14 | Sell | 3,781,230 | $8.25 | 31,195,148 |
|
Pacific Mercantile Bancorp PMBC
Series A Non-Voting Preferred Stock
|
2018-09-14 | Other | 1,467,155 | $0.00 | |
|
Pacific Mercantile Bancorp PMBC
Series A Non-Voting Preferred Stock
|
2018-09-14 | Sell | 1,467,155 | $8.25 | 12,104,029 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2013-03-30 | Buy | 75,556 | $6.75 | 510,003 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2013-03-30 | Buy | 2,146,666 | $6.75 | 14,489,996 |
|
Pacific Mercantile Bancorp PMBC
Series C 8.4% Noncumulative Preferred Stock · derivative
|
2012-12-31 | Other | 90 | ||
|
Pacific Mercantile Bancorp PMBC
Series C 8.4% Noncumulative Preferred Stock · derivative
|
2012-12-31 | Other | 2,585 | ||
|
Manhattan Bancorp MNHN
Common Stock
|
2012-11-09 | Grant | 163,664 | ||
|
Manhattan Bancorp MNHN
Common Stock
|
2012-11-09 | Grant | 169,424 |