|
⚲
|
| Carter Financial Group Inc
✚
|
|
|---|---|
| CRD # | 301025 |
| SEC # | 801-118263 |
| CIK # | 0001919749 |
| AUM | $233.3 MM (2023-03-28) |
| Employees | 9 (44% Investors, 11% Brokers) |
| Phone | 847-713-2700 |
| Address | 222 S Cook St Barrington, IL 60010 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 193 | 89.2 |
| (b) Individuals (high net worth individuals) | 61 | 143.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 2.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,309 | 235.7 |
| By Discretionary | ||
| Discretionary | 1,303 | 223.9 |
| Non-Discretionary | 6 | 11.8 |
| Total | 1,309 | 235.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 235.7 | |
| Total | 1,309 | 235.7 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001919749] |
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|
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|
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|
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