|
⚲
|
| Keyboard |
| Carter Financial Group Inc
✚
|
|
|---|---|
| CRD # | 301025 |
| SEC # | 801-118263 |
| CIK # | 0002115533, 0001919749 |
| AUM | 382.2 M (2026-03-05) |
| Employees | 9 (67% Investors, 22% Brokers) |
| Fees | |
| Minimum | |
| Phone | 847-713-2700 |
| Address | 222 South Cook Street Barrington, IL 60010 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 6.5 | ||
| Bitwise Bitcoin ETF | 5.0 | ||
| Nvidia Corp | 4.9 | ||
| Alphabet Inc | 3.2 | ||
| Microsoft Corp | 2.4 | ||
| Alphabet Inc | 2.4 | ||
| Tesla Motors Inc | 2.3 | ||
| Palantir Technologies Inc | 2.0 | ||
| Amazon Com Inc | 1.6 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 777 | 236.5 |
| (b) Individuals (high net worth individuals) | 49 | 136.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 8.9 |
| (n) Other | 0 | 0.0 |
| Total | 2,257 | 382.2 |
| By Discretionary | ||
| Discretionary | 1,655 | 332.0 |
| Non-Discretionary | 602 | 50.3 |
| Total | 2,257 | 382.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 382.2 | |
| Total | 2,257 | 382.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001919749] | |
| 13F-HR | [0002115533] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Accent Capital Management LLC
✚
|
OH | 382.7 M |
|
Proctor Financial Inc
✚
|
MA | 382.3 M |
|
Red Tortoise LLC
✚
|
GA | 382.3 M |
|
Destiny Capital Corporation
✚
|
CO | 382.2 M |
|
Eaton Financial Holdings Company LLC
✚
|
FL | 382.2 M |
|
Dean Financial Services LLC
✚
|
OH | 382.0 M |
|
Kirtland Hills Capital Management LLC
✚
|
OH | 382.0 M |
|
Mark J Snyder Financial Services Inc
✚
|
NY | 382.0 M |
|
Dravo Bay LLC
✚
|
DE | 381.8 M |
|
Harbour Investment Management LLC
✚
|
WA | 381.6 M |