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| Castle Rock Wealth Management LLC
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|---|---|
| CRD # | 199513 |
| SEC # | 801-110593 |
| CIK # | 0001727605 |
| AUM | 587.1 M (2026-03-05) |
| Employees | 7 (100% Investors, 86% Brokers) |
| Phone | 925-478-8800 |
| Address | 1777 Botelho Dr Walnut Creek, CA 94596 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001727605 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 21.5 | ||
| Coca Cola Co | 19.8 | ||
| Apple Inc | 15.7 | ||
| Chevron Corp | 14.4 | ||
| Alphabet Inc | 10.9 | ||
| Amazon Com Inc | 8.9 | ||
| Palo Alto Networks Inc | 8.7 | ||
| Microsoft Corp | 8.4 | ||
| Micron Technology Inc | 7.8 | ||
| Broadcom Inc | 6.8 | ||
| J P Morgan Chase & Co | 6.3 | ||
| Facebook Inc | 5.5 | ||
| International Business Machines Corp | 5.2 | ||
| GS Acquisition Holdings Corp | 4.9 | ||
| Eaton Corp Ltd | 4.5 | ||
| CrowdStrike Holdings Inc | 4.4 | ||
| Wal Mart Stores Inc | 4.0 | ||
| Visa Inc | 4.0 | ||
| Advanced Micro Devices Inc | 3.9 | ||
| Alphabet Inc | 3.9 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,917 | 281.6 |
| (b) Individuals (high net worth individuals) | 107 | 296.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 9.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,040 | 587.1 |
| By Discretionary | ||
| Discretionary | 2,040 | 587.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,040 | 587.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 587.1 | |
| Total | 2,040 | 587.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001727605] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 2 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Greater Midwest Financial Group LLC
✚
|
MN | 589.3 M |
|
Fairfield Bush & Co
✚
|
CT | 589.0 M |
|
Consolidated Financial Management Group LLC
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OH | 588.7 M |
|
Everpar Advisors LLC
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OK | 587.8 M |
|
Summa Corp
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|
TX | 587.2 M |
|
Squire Investment Management Company LLC
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UT | 586.7 M |
|
Diversified Financial Advisors LLC
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MO | 585.9 M |
|
Kreitler Financial LLC
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|
CT | 584.9 M |
|
Wellspring Wealth Management LLC
✚
|
GA | 584.8 M |
|
Twin Peaks Wealth Advisors LLC
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|
584.8 M |