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| Castle Rock Wealth Management LLC
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|
|
|---|---|
| CRD # | 199513 |
| SEC # | 801-110593 |
| CIK # | 0001727605 |
| AUM | $418.9 MM (2023-03-17) |
| Employees | 9 (100% Investors, 56% Brokers) |
| Phone | 925-478-8800 |
| Address | 1777 Botelho Dr Walnut Creek, CA 94596 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001727605 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Coca Cola Co | 269,985.6 | 15.5 | |
| Chevron Corp | 294,604.1 | 14.8 | |
| Apple Inc | 2,382,844.0 | 10.4 | |
| Trebia Acquisition Corp | 8.6 | ||
| Microsoft Corp | 1,918,222.4 | 6.8 | |
| Amazon Com Inc | 1,092,997.8 | 3.3 | |
| Nvidia Corp | 399,550.0 | 2.8 | |
| Hershey Co | 44,908.2 | 2.4 | |
| VISA Inc | 419,260.5 | 2.4 | |
| Conagra Foods Inc /DE/ | 16,287.0 | 2.3 | |
| Lamb Weston Holdings Inc | 10,358.3 | 2.1 | |
| Ares Capital Corp | 8,938.4 | 1.9 | |
| Alphabet Inc | 1,482,566.4 | 1.9 | |
| J P Morgan Chase & Co | 1.9 | ||
| Johnson & Johnson | 465,600.2 | 1.8 | |
| Abbott Laboratories | 187,298.3 | 1.8 | |
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| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,522 | 147.9 |
| (b) Individuals (high net worth individuals) | 181 | 269.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 1,708 | 418.9 |
| By Discretionary | ||
| Discretionary | 1,708 | 418.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,708 | 418.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 418.9 | |
| Total | 1,708 | 418.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001727605] |
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