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| Castle Wealth Planning LLC
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|
|---|---|
| CRD # | 141601 |
| SEC # | 801-88216 |
| CIK # | |
| AUM | $169.4 MM (2023-03-31) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 805-962-5630 |
| Address | 1105 Chapala St Santa Barbara, CA 93101 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 60 | 19.5 |
| (b) Individuals (high net worth individuals) | 57 | 121.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 18.9 |
| (h) Charitable organizations | 0 | 8.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.3 |
| (n) Other | 0 | 0.0 |
| Total | 386 | 169.4 |
| By Discretionary | ||
| Discretionary | 375 | 146.9 |
| Non-Discretionary | 11 | 22.5 |
| Total | 386 | 169.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.3 | |
| United States Persons | 168.1 | |
| Total | 386 | 169.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Blueline Advisors LLC
✚
|
NH | 0.2 |
|
Waypoint Wealth Management LLC
✚
|
MD | 0.2 |
|
Sanctuary Wealth Advisors LLC
✚
|
CO | 0.2 |
|
Pelkonen and Associates LLC
✚
|
NY | 0.2 |
|
Beacon Global Advisor Network LLC
✚
|
GA | 0.2 |
|
Resolute Wealth Advisor Inc
✚
|
OH | 0.2 |
|
Continuum Wealth Advisors LLC
✚
|
NY | 0.2 |
|
Asset Preservation Group Inc
✚
|
TX | 0.2 |
|
Oak Grove Capital LLC
✚
|
NH | 0.2 |
|
Matthias Private Wealth LLC
✚
|
FL | 0.2 |