|
⚲
|
| Spectrum Financial Inc
✚
|
|
|---|---|
| CRD # | 105618 |
| SEC # | 801-33311 |
| CIK # | 0000895516, 0001492240, 0001534843, 0001669542 |
| AUM | $292.3 MM (2024-03-19) |
| Employees | 6 (83% Investors, 33% Brokers) |
| Phone | 757-463-7600 |
| Address | 272 Bendix Road, Ste 600 Virginia Beach, VA 23452 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 218 | 38.3 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 244.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 2.0 |
| (h) Charitable organizations | 9 | 2.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 4.4 |
| (n) Other | 7 | 0.4 |
| Total | 243 | 292.3 |
| By Discretionary | ||
| Discretionary | 243 | 292.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 243 | 292.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 292.3 | |
| Total | 243 | 292.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0000895516] | |
| 10-Q | [0000895516] | |
| 3 | [0000895516] | |
| 4 | [0000895516] | |
| 8-K | [0000895516] | |
| SC 13D | [0000895516] | |
| SC 13G | [0000895516] | |
| 3 | [0001492240] | |
| 4 | [0001492240] | |
| SC 13D | [0001492240] | |
| SC 13G | [0001492240] | |
| 13F-HR | [0001534843] | |
| D | [0001669542] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Spectrum Financial Inc
✚
|
VA | 0.3 |
|
Hundredfold Advisors LLC
✚
|
VA | 0.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Alpha Leonis Partners LLC
✚
|
NY | 0.3 |
|
Richard W Paul & Associates LLC
✚
|
MI | 0.3 |
|
Wealthharbor Capital Group LLC
✚
|
LA | 0.3 |
|
Causey Wealth LLC
✚
|
CO | 0.3 |
|
Note Advisors LLC
✚
|
NY | 0.3 |
|
Wayfinding Financial LLC
✚
|
WA | 0.3 |
|
Crescent Hill Partners LLC
✚
|
NY | 0.3 |
|
Wealth Management Consultants Colorado LLC
✚
|
TX | 0.3 |
|
Cadence Wealth Management LLC
✚
|
MA | 0.3 |
|
FSA Advisors Inc
✚
|
MI | 0.3 |