Spectrum Financial Inc

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Spectrum Financial Inc
CRD #105618
SEC #801-33311
CIK #0001534843, 0001492240, 0000895516, 0001669542
AUM $266.3 M (2025-03-26)
Employees 9 (56% Investors, 22% Brokers)
Phone757-463-7600
Address272 Bendix Road, Ste 600
Virginia Beach, VA 23452
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
4503602701809002000200820172026
Sector Form 13F Holdings Value ($M)
Apple Inc 18.1
Microsoft Corp 12.1
Chevron Corp 9.7
International Business Machines Corp 7.6
UnitedHealth Group Inc 7.5
Home Depot Inc 7.5
United Parcel Service Inc 7.3
PepsiCo Inc 7.3
Target Corp 7.1
Dicks Sporting Goods Inc 6.8
View All
Holdings by Sector ($M)
70056042028014002014201720202023
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 223 34.3
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 3 223.3
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 2 1.9
(h) Charitable organizations 9 2.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 4 4.5
(n) Other 3 0.3
Total 245 266.3
By Discretionary
Discretionary 245 266.3
Non-Discretionary 0 0.0
Total 245 266.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 266.3
Total 245 266.3
EDGAR Form CIK 2011 - 2025
10-K [0000895516]
10-Q [0000895516]
3 [0000895516]
4 [0000895516]
8-K [0000895516]
SC 13D [0000895516]
SC 13G [0000895516]
3 [0001492240]
4 [0001492240]
SC 13D [0001492240]
SC 13G [0001492240]
13F-HR [0001534843]
D [0001669542]
Form 13D/13G Filer Form 13D/13G Subject Filed
Kamin Peter H Spectrum Group International Inc [2014-04-17]
Bank of America Corp /DE/ Spectrum Group International Inc [2014-02-19]
Spectrum Group Management LLC YRC Worldwide Inc [2014-02-14]
Spectrum Group Management LLC Affinity Gaming [2013-06-06]
Spectrum Group Management LLC Affinity Gaming [2013-02-13]
[2012-10-05]
[2012-10-05]
Roberts Gregory N Spectrum Group International Inc [2012-10-05]
Form 3/4/5 Subject 2011 - 2025
Schaffer Jeffrey A
Spectrum Group Management LLC
Affinity Gaming
Spectrum Group International Inc
Arenas Antonio
Roberts Gregory N
Meltzer Carol
Benjamin Jeffrey D
Richardson William A
Montgomery William
View All
Related Firms State AUM ($B)
Spectrum Financial Inc
VA 0.3
Hundredfold Advisors LLC
VA 0.1
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FL 0.3
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Cogent Strategic Wealth LLC
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Aurelius Family Office LLC
NH 0.3
Broadway Wealth Solutions Inc
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Redemption Capital Partners LLC
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Lantern Wealth Advisors LLC
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Total Solutions Enterprise LLC
0.3
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