Castleview Partners LLC

ITEM 5: FEES AND COMPENSATION

DIRECT ADVISORY SERVICES
Our Investment Advisory Fees are charged based on a percentage of assets under management and
charged either quarterly or monthly by debiting the Investment Advisory Fees from Client accounts,
as specified and further explained below. The Investment Advisory Fee will range from .50% to 1.75%,
annually. In situations where a Client wishes to maintain a particular securities position or positions
within an Investment Advisory Account, referred to as a Protected Position(s), the market value of the
Protected Position(s) is assessed the Advisory Fee described below. Under no circumstances will we
require or solicit payment of fees in excess of $1,200 more than six months in advance of services
rendered.

We established our Investment Advisory Fee schedule (included in this brochure) to create a
framework of understanding for prospective Clients. The actual fee we assess each Client is negotiable
and reviewed on a Client-by-Client basis. Our Investment Advisory Fee is based on a number of factors
including, but not limited to, the complexity of the Client’s situation, amount of assets managed,
anticipated future additional assets, related accounts, portfolio style, account holdings, manager
selection, time involved, and the Client’s particular circumstances. The Client’s specific annual fee
schedule is delivered in writing in the Client Management Agreement. That schedule is complete with
a definition of terms and calculations and specifies what portfolio costs are and are not included in the
fee.

The following fee schedule covers the Advisory Fee, which is the compensation that goes to your
advisor (also referred to as IAR) and includes the cost of our back-office administrative services. The
Value column allows Clients to combine the value of all accounts into a household aggregate amount to
achieve a break- point of lower fee rates. Not included in this fee schedule is the cost of TPMM model
strategies or Castleview model strategies. The fee for the investment models is detailed later in this
brochure. Investment Advisory Fees charged by other investment advisers may be similar to, more, or
less than the fees assessed by Castleview.

Castleview Partners, LLC Form ADV,
Part 2A: Brochure – 03/31/2026                                                                    Page 8

                              MAXIMUM ANNUAL ADVISORY FEE SCHEDULE

                            Managed Account Portfolio Value               Fee Percentage
                            First $500,000                                1.75%
                            Next $500,000                                 1.50%
                            Next $4,000,000                               1.25%
                            Next $5,000,000                               0.50%
                            $10,000,001 and above                         Negotiable

Model Management Fees for investment models (strategies) we develop and manage internally are
based on a percentage of assets under management allocated to the model and charged quarterly.
Model Management Fees range from .00% to 1.00% annually based on the model selected and are
negotiated based on the total relationship with the Client, but typically fall between .20% to .50%
annually.

Model Management Fees for investment models (strategies) provided by TPMMs are based on a
percentage of assets under management allocated to the model and charged quarterly. Model
Management Fees for TPMMs range from .35% to 1.00% annually based on the model selected.

The cost of our investment advisory and model management services may be more or less than the cost
of purchasing similar services separately. For example, an unmanaged direct investment in a mutual
fund, ETF or variable annuity sub-account would be less expensive than participation in an advisory
account, because the Client would not bear our Investment Advisory Fee nor our Model Management
Fee. There is no assurance that paying a model management fee for a model strategy will yield better
performance than simply buying and holding the same underlying position(s) held by a model. Variable
annuity accounts may be subject to transaction costs in connection with portfolio rebalancing as
provided in the Prospectus delivered to the Client by the variable annuity issuer. Such costs, if incurred,
would be in addition to our Investment Advisory Fee.

FEE CALCULATION BASIS
Clients pay an Investment Advisory Fee for advisory services rendered by Castleview and, in most
cases, a Model Management Fee for model strategies. The value figure used in the fee calculation is the
average daily balance computed at the close of business each trading day. In computing the Average
Daily Balance in the account, shares of any mutual funds are valued at their respective net asset value
as calculated on the valuation date in accordance with each fund’s prospectus. The value for stocks,
bonds, options, and other securities is the closing price provided by custodians and/or reputable
pricing services. You should not deem valuation, for fee calculation purposes, as a guarantee with
respect to the marketability/liquidation value of those assets.

Castleview Partners, LLC Form ADV,
Part 2A: Brochure – 03/31/2026                                                                      Page 9

ARREARS BILLING EXPLAINED
The arrears billing method means that Clients pay for advisory services after we have rendered such
services. Each account incurs a Total Account Fee comprised of the combined sum of the Advisory Fees
and the Model Management Fees. Billing periods are based on the calendar quarter or month. The first
partial billing period is the actual number of days from the inception of the account to the end of the
first quarter or month. All subsequent billing periods are based on the total number of days in the
...

ITEM 7: TYPES OF CLIENTS

We generally provide investment advisory services to individuals, including high net worth
individuals, for both taxable and retirement assets. Though not as common, we may also provide
services to pension and profit sharing plans, charitable organizations, and corporations or business
entities.

ITEM 8: METHOD OF ANALYSIS, INVESTMENT STRATEGIES, AND RISK OF LOSS