|
⚲
|
| CL Wealth Management LLC
✚
| |
|---|---|
| CRD # | 134922 |
| SEC # | 801-72701 |
| CIK # | |
| AUM | $532.8 MM (2024-08-16) |
| Employees | 44 (98% Investors, 100% Brokers) |
| Phone | 212-388-6200 |
| Address | 425 N Martingale Rd Schaumburg, IL 60173 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Fintegra Opportunity Fund | 2012-11-21 | 3.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,611 | 337.4 |
| (b) Individuals (high net worth individuals) | 379 | 169.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 2.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 22.8 |
| (n) Other | 0 | 0.0 |
| Total | 2,003 | 532.8 |
| By Discretionary | ||
| Discretionary | 1,238 | 272.3 |
| Non-Discretionary | 765 | 260.5 |
| Total | 2,003 | 532.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.0 | |
| United States Persons | 528.8 | |
| Total | 2,003 | 532.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Financial Management Strategies Inc
✚
|
OH | 0.5 |
|
Dara Capital US Inc
✚
|
FL | 0.5 |
|
Dale K Ehrhart Inc
✚
|
FL | 0.5 |
|
First Kentucky Securities Corporation
✚
|
KY | 0.5 |
|
Dahring Cusmano LLC
✚
|
MI | 0.5 |
|
Horan Capital Advisors LLC
✚
|
OH | 0.5 |
|
Copperwynd Financial LLC
✚
|
AZ | 0.5 |
|
New England Capital Financial Advisors LLC
✚
|
CT | 0.5 |
|
WBI Investments LLC
✚
|
NJ | 0.5 |
|
Materetsky Financial Group Inc
✚
|
FL | 0.5 |