Waller Financial Planning Group Inc

Item 5 - FEES AND COMPENSATION
Overview
A.   WFPG has minimum fee of $5,000 per household. This is met through the combined fee charged
     for Investment Management Services and Financial Planning Services.
Investment Management Services
A.   General: For our Investment Management, clients will be charged an annual flat fee of 0.50% of
     their assets under management.

     The minimum fee for Investment Management is $3,000.

     Prior to engaging WFPG to provide investment management services, you are required to enter into
     a formal investment advisory agreement setting forth the terms and conditions, including the
     amount of investment advisory fees, under which WFPG manages your assets.

     A client’s fee is typically based on the value of all assets within the household under management.

     No fee adjustments will be made for account appreciation or depreciation and fees are not based
     on a share of capital gains or capital appreciation.

     No fee adjustments will be made for additional deposits to the account or partial withdrawals from
     the account during a billing period.

     WFPG may change the above fee schedule upon 30-days prior written notice to you.

     WFPG may waive the minimum investment management fee. Such circumstances may include but
     not be limited to additional assets will soon be deposited or other circumstances. Investment
     Management is negotiable at the discretion of WFPG.

B.   Fees Debited From Accounts: Advisory fees will generally be collected directly from your
     account, provided you have given WFPG and the custodial (most commonly Charles Schwab &
     Company, Inc) written authorization. You will be provided with an account statement
     reflecting the deduction of the advisory fee direct from the account custodian. If the Account
     does not contain sufficient funds to pay advisory fees, WFPG has limited authority to sell or
     redeem securities in sufficient amounts to pay advisory fees. You may reimburse the account
     for advisory fees paid to WFPG, except for ERISA and IRA accounts.

C.   Other Expenses: WFPG will not pay any transaction charges as a result of transactions conducted
     in the client’s account. In addition to the Investment Management fee, you may pay fees for
     custodial services, account maintenance fees, and other fees associated with maintaining the
     account. Such fees are not charged by WFPG but rather by the product, broker/dealer or account
     custodian. WFPG does not share in any portion of such fees. Additionally, you may pay
     administrative fees to the mutual fund or exchanged traded fund. Such administrative fees are not
     shared with WFPG and are compensation to the fund-manager. A description of these fees and
     expenses are available in each investment company security’s prospectus.

D.   Billing Cycle: The annual fee is divided and paid quarterly. Advisory fees will be charged in
     advance of a quarterly billing period (every three months). The quarterly advisory fee will be
     based on the value of the account on the last business day of the just completed quarterly billing
     period. Fees for partial period will be prorated. The initial quarterly fee will be a pro-rated portion
     of the fee based on the number of days remaining in quarterly billing period. The initial fee will
     be calculated based upon the value of the account upon establishment.

E.   Termination Provisions: Either party may terminate the agreement for services at any time. If
     services are terminated within five business days of executing the agreement, services are
     terminated without penalty and a full refund of all fees paid in advance is provided. Thereafter, you
     may terminate investment advisory services with 30 days written notice to WFPG. Under both
     scenarios, you will be responsible for any fees and charges incurred from third parties as a result of
     maintaining the account such as account maintenance, custodial, or termination fees. The refund of
     investment advisory services fees will be pro-rated from the date of termination to the end of the
     quarterly billing period.

Financial Planning Services

A.   General: You are advised that fees for planning services are strictly for planning services.
     Therefore, you may pay fees and/or commissions for additional services obtained such as
     Investment Management, products purchased such as securities or insurance or other professional
     services.

     Financial Planning Services are provided under an annual fee, which is divided and paid quarterly.
     Your fees will be dependent on several factors including time spent with WFPG, number of
     meetings, complexity of your situation, amount of research, services requested and staff resources.

     Periodically, WFPG may engage Financial Planning Services
     at an hourly rate between $350-$500.

B.   Termination Provisions: Either party may terminate the agreement for services at any time. If
     services are terminated within five business days of executing the agreement, services are
     terminated without penalty and a full refund of all fees paid in advance is provided. Thereafter,
     you may terminate investment advisory services with 30 days written notice to WFPG.

Item 7 - TYPES OF CLIENTS

WFPG’s Investment Advisory Services and service-oriented team are geared towards individuals
who value on-going professional advice, structure and desire a more meaningful relationship with their
financial planning firm. Individuals, as well as pension and profit sharing plans and charitable
organizations engage our services.