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| Clinton Group Inc
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|---|---|
| CRD # | 106253 |
| SEC # | 801-39692 |
| CIK # | 0001134119, 0001695192, 0002102728 |
| AUM | |
| Employees | |
| Phone | 646-752-7505 |
| Address | 6 East 69th Street New York, NY 10021 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| J P Morgan Chase & Co | 0.0 | ||
| Paypal Holdings Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| Baxter International Inc | 0.0 | ||
| Fortive Corp | 0.0 | ||
| FPL Group Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Altria Group Inc | 0.0 | ||
| McGraw-Hill Companies Inc | 0.0 | ||
| Ameren Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Clinton Madison Investment Fund LP | 2016-11-16 | 0.2 M | |
| HF | HCM Clinton Equity Strategiesltd | 2016-07-26 | 6.0 M | |
| HF | Clinton Lighthouse Equity Strategies Master Fund Ltd | 2016-04-20 | 33.2 M | |
| HF | Clinton Lighthouse Equity Strategies Fund Offshore LP | 2015-03-12 | 553.1 M | |
| HF | Channel Commerce Partners LP | 2014-03-06 | 3.2 M | |
| HF | Clinton Relational Opportunity Master Fund LP | [2013-03-27] | 23.9 M | 0.1 M |
| Filed 2013-04-19 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Ergos Offshore Fund Ltd | 2013-03-27 | 54.8 M | |
| SA | Adirondack 2005-1 Ltd | 2012-03-28 | 321.8 M | |
| SA | Adirondack 2005-2 Ltd | 2012-03-28 | 1,180.8 M | |
| SA | Bleecker Structured Asset Fund Ltd | 2012-03-28 | 17.8 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Hall | Executive Officer | 32 | 2 | |
| George Hall | Executive Officer | 25 | 2 | |
| Clinton Group Inc | Promoter | 4 | 2 | |
| Clinton GP Inc | Executive Officer | 4 | 2 | |
| Francis Ruchalski | Executive Officer | 3 | 2 | |
| Clinton GP Inc Clinton GP Inc | Executive Officer | 3 | 2 | |
| Sbav GP LLC Sbav GP LLC | Executive Officer | 1 | 1 | |
| Clinton Spotlight GP LLC | Executive Officer | 1 | 1 | |
| Sbav GP LLC | Executive Officer | 1 | 1 | |
| Clinton Relational Opportunity GP LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001134119] | |
| 3 | [0001134119] | |
| 4 | [0001134119] | |
| SC 13D | [0001134119] | |
| D | [0001695192] | |
| D | [0002102728] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.0B |
| Fund Types | Hedge Fund |
| LEI | SLY8JE2PFMVUSCAJPH84 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Imation Corp GLAE
Common Stock
|
2023-09-25 | Sell | 7,578 | $164.95 | 1,249,991 |
|
Imation Corp GLAE
Common Stock
|
2020-12-31 | Buy | 250 | ||
|
Imation Corp GLA
Common Stock
|
2017-05-17 | Other | 28,724 | ||
|
Imation Corp GLA
Common Stock
|
2017-03-29 | Buy | 81,957 | $5.26 | 431,094 |
|
Imation Corp IMN
Common Stock
|
2017-02-02 | Grant | 12,500,000 | ||
|
Imation Corp IMN
Common Stock
|
2016-12-02 | Buy | 55,000 | $0.99 | 54,450 |
|
Imation Corp IMN
Common Stock
|
2016-12-01 | Buy | 34,821 | $0.99 | 34,473 |
|
Imation Corp IMN
Common Stock
|
2016-11-29 | Buy | 100,000 | $1.05 | 105,000 |
|
Imation Corp IMN
Common Stock
|
2016-11-28 | Buy | 11,706 | $0.79 | 9,248 |
|
Imation Corp IMN
Common Stock
|
2016-06-14 | Buy | 17,534 | $1.73 | 30,334 |
|
Imation Corp IMN
Common Stock
|
2016-06-13 | Buy | 20,446 | $1.71 | 34,963 |
|
Imation Corp IMN
Common Stock
|
2016-03-14 | Buy | 90,000 | $1.48 | 133,200 |
|
Imation Corp IMN
Common Stock
|
2016-01-08 | Other | 344,826 | ||
|
Imation Corp IMN
Common Stock
|
2016-01-08 | Other | 344,826 | ||
|
Imation Corp IMN
Common Stock
|
2015-12-14 | Buy | 30,000 | $1.28 | 38,400 |
|
Imation Corp IMN
Common Stock
|
2015-12-14 | Sell | 36,100 | $1.31 | 47,291 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-14 | Sell | 99,595 | $6.98 | 695,173 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-11 | Sell | 118,727 | $7.03 | 834,651 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-10 | Sell | 21,200 | $7.05 | 149,460 |
|
Imation Corp IMN
Common Stock
|
2015-12-08 | Buy | 111,000 | $1.57 | 174,270 |
| showing 20 of 131 most recent transactions | |||||