Colab Capital LLC

ITEM 5: FEES AND COMPENSATION
Colab’s compensation may include asset-based fees or fixed planning fees. Specific
compensation received by Colab by each client is detailed in each client’s agreement.

Portfolio Management Fees

              Market Value of Client Assets           Max Annual Advisory Fee
                       Less than $2,500,000                  1.75%
                       $2,500,000 to $5,000,000              1.50%
                       $5,000,001 or more                    1.25%

Colab reserves the right to amend the total advisory fee charged on a cases-by-case basis
and may. There is no account minimum that would restrict billing purposes. Asset-based
advisory fees are typically billed monthly in arrears on an annualized rate that does not
exceed 1.75% of AUM. The exact fee each client is charged is detailed in each client
investment advisory agreement. The market value of the assets in the client’s account(s) is
based on the closing price of the principal market for on which the investment is traded.
Any private investments are based on a valuation methodology followed by the investment
managers who manage such private investments.

Planning and Consulting Fees
For planning or consulting engagements not based solely on AUM, fixed fees are quoted
based on the scope of work provided and billed directly to the client as set forth in the
agreement.

Third‑Party Fees and Expenses
Clients may incur fees from third-party managers, funds, custodians, and brokers (e.g.,
management/performance fees, fund expenses, trading costs). For instance, each custodian
will have their own set of fees and costs associated with maintaining an account with them.
These fees may range from brokerage transaction costs on individual stocks, ETF’s and/or
mutual fund trades. Other fees may include commissions charged on options trading, wire
fees, ACH fees, additional statement fees, etc. Colab does not participate in, nor receive any
compensation from these fees. Clients should also review offering documents for the ETF’s
and mutual funds they own for greater details on the cost associated with owning those
funds.

Payment of Fees
Advisory fees are typically deducted by the custodian each month in arrears. Unless other
arrangements are made at the beginning of a client relationship, the fees Colab earns will be

Colab Capital LLC, Form ADV Part 2A

paid directly from the custodian account(s). See Item 12 for additional information on
custodians and brokerage.

Colab Capital LLC, Form ADV Part 2A

ITEM 7: TYPES OF CLIENTS
We serve individuals and high‑net‑worth clients, trusts/estates/charitable organizations,
and business entities. Colab does not implement a minimum account size to work together.
While we generally look for at least $2.5 Million of investable assets, this threshold may be
waived at our discretion when entering into investment advisory agreements on a case-by-
case basis.