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| Cole Wealth Management LLC
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| |
|---|---|
| CRD # | 134509 |
| SEC # | 801-112658 |
| CIK # | |
| AUM | $143.1 MM (2024-08-30) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 480-275-6354 |
| Address | 9332 E Raintree Dr Scottsdale, AZ 85260 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 200 | 70.0 |
| (b) Individuals (high net worth individuals) | 84 | 66.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 7.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 285 | 143.1 |
| By Discretionary | ||
| Discretionary | 285 | 143.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 285 | 143.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 143.1 | |
| Total | 285 | 143.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Wealth Planning Asset Management Limited Liability Company
✚
|
NJ | 0.1 |
|
Golden Road Advisors LLC
✚
|
FL | 0.1 |
|
RIK Saylor Financial Inc
✚
|
OH | 0.1 |
|
Quantum Financial Advisors Inc
✚
|
MD | 0.1 |
|
Crossgrain Family Investments LLC
✚
|
VA | 0.1 |
|
Aegis Wealth Management Inc
✚
|
IA | 0.1 |
|
Newbury Capital Management LLC
✚
|
CA | 0.1 |
|
WIN Team Insurance Services Inc
✚
|
CA | 0.1 |
|
Harvest Investment Advisors LLC
✚
|
FL | 0.1 |
|
OT Financial LLC
✚
|
OH | 0.1 |