Collaborative Wealth Management Inc

Item 5 – Fees and Compensation
Planning & Consulting Fees
The Adviser charges clients an hourly fee for consulting services. Clients are billed at the rate of $200 - $400 an hour. Clients
are charged a two-hour minimum for hourly services, which is due and payable upon signing an agreement. Additional fees are
payable as services that exceed two hours are performed or when services are completed. This is determined by the scope of
the project. The Adviser will regularly invoice clients for fees that are due and payable.

Fees for wealth planning services range from $1,000 to $10,000 dependent on the range and complexity of the services
provided.

The Adviser provides planning clients with an estimate of the amount of time a plan will take, and upon signing an agreement
the applicable fees are due.

The Adviser anticipates that the plan produced will be delivered within six months or sooner of the date of the agreement. The
Adviser considers fees for planning or a consulting project to be earned as progress is realized toward creation of the plan or
completion of the service.

Clients will have a period of five (5) business days from the date of signing an agreement to unconditionally rescind the
agreement and receive a full refund of all fees. Thereafter, either party may terminate the agreement prior to delivery of the
plan with written notice. Upon termination, the Adviser will prorate fees to the date of termination and will refund any unearned
portion of the fee.

Investment Management Fees
The Adviser is compensated for investment management services based on a client’s assets under management. The maximum
advisory fee is 2.50% and fees will typically range from 0.25% to 2.50% and are negotiable based on the amount of assets
being managed, family relationships, professionals servicing the accounts, and range of services being provided. Fees are paid
monthly or quarterly in arrears or advance. Fees are due on the first day of the calendar month or quarter, and are based on the
account’s asset value as of the last business day of the prior calendar month or quarter. Fees are prorated for accounts opened
during the month or quarter. The Adviser deducts fees directly from client accounts.

The compensation an associated person receives varies based on the management, implementation, trading, and rebalancing
responsibilities among other factors. A conflict will exist because the associated person will have an incentive to recommend
an investment strategy and alter client fees based on the compensation to be received rather than on the client’s needs. The
Adviser monitors trading practices and regularly reviews client securities transactions in order to protect clients against these
conflicts of interest.

Annualized Fees
The account custodian may charge fees, which are in addition to and separate from advisory fees. Accounts may incur

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transaction costs, retirement plan administration fees, mutual fund annual expenses and other fees. Clients should note that
fees for comparable services vary and lower or higher fees may be charged by different providers for similar services.

Clients will have a period of five (5) business days from the date of signing an advisory agreement to unconditionally rescind
the agreement and receive a full refund of all fees. Thereafter, either party may terminate the advisory agreement with 30 days
written notice. Upon termination, fees will be prorated to the date of termination and the unearned portion will be refunded.

Advisory Referral Fees
The compensation the Adviser receives from Third-party managers is disclosed in separate disclosure documents.

Compensation is typically equal to a percentage of the investment management fee charged by the third-party asset manager
or a fixed fee. The disclosure document provided by the Adviser will clearly state the fees payable to the Adviser and whether
the payment of the Adviser’s fee will increase the total fees the client must pay to the third-party manager.

Since the compensation the Adviser receives may differ depending on the agreement with each third-party manager, the
Adviser has an incentive to recommend one third-party manager over another.

Fees paid by clients to independent third-party managers are established and payable in accordance with the ADV Part 2A
brochure or other equivalent disclosure document of each independent third-party manager to whom the Adviser refers
its clients and may or may not be negotiable. The facts and circumstances of negotiability are contained in the disclosure
documents of each third-party manager.

Clients who are referred to third-party investment managers will receive a Part 2A brochure providing details of services
rendered and fees to be charged. Clients will receive copies of the Adviser’s and third-party investment managers’ Parts 2A at
the time of the referral.

In addition, if the Adviser recommends a wrap fee program, the client will also receive a wrap fee brochure provided by the
sponsor of the program. The Adviser will provide to each client all appropriate disclosure statements, including disclosure of
solicitation fees paid to the Adviser and its advisory associates.

Private Fund Fees
The Adviser charges the Fund a 1% annual Fund Advisor fee payable quarterly in advance. The Fund Advisor fee is based on
calculated on the total fund asset value of the Fund. Limited Partners should note that lower or higher fees for comparable
services may be available from other sources. The Fund will mortgage the properties obtained with Fund asset. The value of
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Item 7 – Types of Clients
The Adviser provides advisory services to:

•	 Individuals—Trusts, estates, 401(k) plans and IRAs of a household count as one individual.
•	 High net worth individuals—An individual who is a “qualified client” under rule 205-3 of the Advisers Act of 1940 or is a
   “qualified purchaser”.
•	 Pension and profit sharing plans
•	 Foundations and charities
•	 Business entities including sole proprietorships

Account Minimums
The Adviser provides services to individual and institutional investors through separately managed accounts. The Adviser
has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor
Representative.

The Adviser provides services a private real estate fund, Collaborative Dynamic REIT, LP. The minimum investment in the Fund
is $10,000 payable upon subscription, unless waived by the General Partner.

The Fund is offered privately to accredited investors and is not registered under the Investment Company Act of 1940 or the
Securities Act of 1933.

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