|
⚲
|
| Monex Asset Management Inc
✚
| |
|---|---|
| CRD # | 148123 |
| SEC # | 801-120366 |
| CIK # | |
| AUM | $200.9 MM (2024-05-17) |
| Employees | 20 (70% Investors, 90% Brokers) |
| Phone | 713-877-8234 |
| Address | 440 Louisiana Street Houston, TX 77002 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 91 | 33.5 |
| (b) Individuals (high net worth individuals) | 166 | 120.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 42 | 46.0 |
| (n) Other | 1 | 0.8 |
| Total | 300 | 200.9 |
| By Discretionary | ||
| Discretionary | 207 | 116.1 |
| Non-Discretionary | 93 | 84.8 |
| Total | 300 | 200.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 186.9 | |
| United States Persons | 14.1 | |
| Total | 300 | 200.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Unison Asset Management LLC
✚
|
FL | 0.2 |
|
Milestone Investments Inc
✚
|
NC | 0.2 |
|
Lockshield Partners Inc
✚
|
KY | 0.2 |
|
Madrone Investment Advisory LLC
✚
|
CA | 0.2 |
|
Oceanis Financial Advisors Inc
✚
|
FL | 0.2 |
|
Hensler & Associates Wealth Management LLC
✚
|
MI | 0.2 |
|
Fortress Private Ledger LLC
✚
|
NC | 0.2 |
|
Albert D Mason Inc
✚
|
MA | 0.2 |
|
Guardian Asset Advisors LLC
✚
|
PA | 0.2 |
|
Loudon Investment Management LLC
✚
|
NH | 0.2 |