⚲
|
Colliers Securities LLC
✚
| |
---|---|
CRD # | 7477 |
SEC # | 801-80233 |
CIK # | 0000215674 |
AUM | $262.6 MM (2024-08-12) |
Employees | 124 (15% Investors, 68% Brokers) |
Phone | 612-376-4000 |
Address | 90 South Seventh Street Minneapolis, MN 55402-4108 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($MM) |
---|
Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Dougherty Absolute Equity Fund LLC | [2012-02-28] | 5.9 | 4.0 |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 737 | 142.7 |
(b) Individuals (high net worth individuals) | 47 | 91.2 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 1.3 |
(h) Charitable organizations | 0 | 20.5 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 6.9 |
(n) Other | 0 | 0.0 |
Total | 1,055 | 262.6 |
By Discretionary | ||
Discretionary | 85 | 35.7 |
Non-Discretionary | 970 | 226.9 |
Total | 1,055 | 262.6 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 262.6 | |
Total | 1,055 | 262.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
---|---|---|---|
Mark Steen | 15 | ||
David Juran | 20 | ||
Greg Graves | 4 | ||
Jeffrey Jacobson | 3 | ||
Gerald Kraut | 2 | ||
Dougherty & Company LLC | 1 | ||
Kathryn Zenk | 1 | ||
Robert Schnell | 1 | ||
Vince Flynn | 1 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
RPO LLC
✚
|
CT | 0.3 |
Black Maple Capital Management LP
✚
|
WI | 0.3 |
Private Wealth Group LLC
✚
|
FL | 0.3 |
WP Stewart Asset Management Ltd
✚
|
TN | 0.3 |
Heronetta Management LP
✚
|
NY | 0.3 |
Kailasa Capital Management LLC
✚
|
PA | 0.3 |
Chicago Wealth Management Inc
✚
|
IL | 0.3 |
Forest Hill Capital LLC
✚
|
AR | 0.3 |
Southwind Associates of NJ Inc
✚
|
NJ | 0.3 |
Nixon Capital LLC
✚
|
TX | 0.3 |