|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Colliers Securities LLC
✚
|
|
|---|---|
| CRD # | 7477 |
| SEC # | 801-80233 |
| CIK # | 0000215674 |
| AUM | $280.7 M (2025-06-25) |
| Employees | 120 (14% Investors, 70% Brokers) |
| Phone | 612-376-4000 |
| Address | 90 South Seventh Street Minneapolis, MN 55402-4108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Dougherty Absolute Equity Fund LLC | [2012-02-28] | 5.9 | 4.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 697 | 132.0 |
| (b) Individuals (high net worth individuals) | 42 | 103.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 38.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 6.6 |
| (n) Other | 0 | 0.0 |
| Total | 1,016 | 280.7 |
| By Discretionary | ||
| Discretionary | 69 | 30.9 |
| Non-Discretionary | 947 | 249.7 |
| Total | 1,016 | 280.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 280.7 | |
| Total | 1,016 | 280.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Mark Steen | 15 | ||
| David Juran | 20 | ||
| Greg Graves | 4 | ||
| Jeffrey Jacobson | 3 | ||
| Gerald Kraut | 2 | ||
| Kathryn Zenk | 1 | ||
| Vince Flynn | 1 | ||
| Robert Schnell | 1 | ||
| Dougherty & Company LLC | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
TC43 LLC
✚
|
NY | 0.3 |
|
Park Miller LLC
✚
|
CA | 0.3 |
|
Southwind Associates of NJ Inc
✚
|
0.3 | |
|
Ekanta Wealth Advisors LLC
✚
|
FL | 0.3 |
|
Private Wealth Group LLC
✚
|
FL | 0.3 |
|
Templeton & Phillips Capital Management LLC
✚
|
TN | 0.3 |
|
Black Toro LLC
✚
|
FL | 0.3 |
|
Kailasa Capital Management LLC
✚
|
PA | 0.3 |
|
Indiano Capital Management Inc
✚
|
NY | 0.3 |
|
Round Hill Asset Management Inc
✚
|
CA | 0.3 |