|
⚲
|
| Colliers Securities LLC
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|
|
|---|---|
| CRD # | 7477 |
| SEC # | 801-80233 |
| CIK # | 0000215674 |
| AUM | $329.6 M (2026-03-31) |
| Employees | 120 (15% Investors, 68% Brokers) |
| Phone | 612-376-4000 |
| Address | 90 South Seventh Street Minneapolis, MN 55402-4108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Dougherty Absolute Equity Fund LLC | [2012-02-28] | 5.9 | 4.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 735 | 173.1 |
| (b) Individuals (high net worth individuals) | 76 | 100.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 47.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 8.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,055 | 329.6 |
| By Discretionary | ||
| Discretionary | 65 | 79.0 |
| Non-Discretionary | 990 | 250.6 |
| Total | 1,055 | 329.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 329.6 | |
| Total | 1,055 | 329.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Steen | 15 | 4 | ||
| David Juran | 21 | 2 | ||
| Greg Graves | 4 | 2 | ||
| Jeffrey Jacobson | 3 | 2 | ||
| Gerald Kraut | 2 | 2 | ||
| Kathryn Zenk | 1 | 1 | ||
| Vince Flynn | 1 | 1 | ||
| Robert Schnell | 1 | 1 | ||
| Dougherty & Company LLC | 1 | 1 |
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|---|---|---|
|
Boyle Capital Management LLC
✚
|
IA | 0.3 |
|
Park Miller LLC
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|
CA | 0.3 |
|
Commerce Advisors LLC
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|
TN | 0.3 |
|
ABRA Capital Management LP
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CA | 0.3 |
|
American Capital Advisory LLC
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ID | 0.3 |
|
Investment Partners Asset Management
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|
Delta Accumulation LLC
✚
|
CA | 0.3 |
|
Game Creek Capital LP
✚
|
MA | 0.3 |
|
Minerva Advisors LLC
✚
|
PA | 0.3 |
|
Ninepointtwo Capital LLC
✚
|
CA | 0.3 |