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| Colliers Securities LLC
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|---|---|
| CRD # | 7477 |
| SEC # | 801-80233 |
| CIK # | 0000215674 |
| AUM | 329.6 M (2026-03-31) |
| Employees | 120 (15% Investors, 68% Brokers) |
| Fees | |
| Minimum | |
| Phone | 612-376-4000 |
| Address | 90 South Seventh Street Minneapolis, MN 55402-4108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Dougherty Absolute Equity Fund LLC | [2012-02-28] | 5.9 M | 4.0 M |
| Filed 2014-10-06 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $25,550 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 735 | 173.1 |
| (b) Individuals (high net worth individuals) | 76 | 100.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 47.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 8.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,055 | 329.6 |
| By Discretionary | ||
| Discretionary | 65 | 79.0 |
| Non-Discretionary | 990 | 250.6 |
| Total | 1,055 | 329.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 329.6 | |
| Total | 1,055 | 329.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Steen | Director | 15 | 4 | |
| David Juran | Executive Officer | 21 | 2 | |
| Greg Graves | Director | 4 | 2 | |
| Jeffrey Jacobson | Executive Officer | 3 | 2 | |
| Gerald Kraut | Executive Officer | 2 | 2 | |
| Vince Flynn | Director | 1 | 1 | |
| Robert Schnell | Executive Officer | 1 | 1 | |
| Kathryn Zenk | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 820 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 549300OD1C69R64IVC38 |
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