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⚲
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| Compass Asset Management LLC
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|
|---|---|
| CRD # | 106289 |
| SEC # | 801-53805 |
| CIK # | |
| AUM | $461.3 MM (2023-02-27) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 203-453-7000 |
| Address | 10 Water Street Guilford, CT 06437 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 192 | 58.7 |
| (b) Individuals (high net worth individuals) | 125 | 397.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 4.1 |
| (h) Charitable organizations | 1 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 805 | 461.3 |
| By Discretionary | ||
| Discretionary | 805 | 461.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 805 | 461.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 461.3 | |
| Total | 805 | 461.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Epsilon Financial Group Inc
✚
|
CA | 0.5 |
|
HFR Wealth Management LLC
✚
|
NY | 0.5 |
|
The Relaxing Retirement Coach Inc
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|
MA | 0.5 |
|
Gagnon Securities LLC
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|
NY | 0.5 |
|
Invex Advisors LLC
✚
|
FL | 0.5 |
|
Red Lighthouse Investment Management LLC
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|
NY | 0.5 |
|
Brent Forrest & Associates LLC
✚
|
TX | 0.5 |
|
Disciplined Investors LLC
✚
|
TX | 0.5 |
|
Firstpurpose Wealth LLC
✚
|
UT | 0.5 |
|
Studio Investment Management LLC
✚
|
IL | 0.5 |