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| Gagnon Securities LLC
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|
|---|---|
| CRD # | 103727 |
| SEC # | 801-64836 |
| CIK # | 0001125725 |
| AUM | $461.4 MM (2023-03-03) |
| Employees | 24 (50% Investors, 100% Brokers) |
| Phone | 212-554-5060 |
| Address | 1370 6th Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AL | 3,636.2 | 35.9 | |
| ENSG | 4,100.9 | 30.9 | |
| NVGS | 893.6 | 23.8 | |
| PCRX | 2,604.4 | 22.9 | |
| CDNA | 1,166.6 | 18.4 | |
| EPD | 54,009.8 | 17.9 | |
| ISRG | 72,505.6 | 17.2 | |
| NEWR | 3,414.9 | 16.3 | |
| PROF | 149.8 | 16.0 | |
| FIVN | 6,497.4 | 14.6 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,048 | 230.5 |
| (b) Individuals (high net worth individuals) | 40 | 185.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 147 | 45.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,235 | 461.4 |
| By Discretionary | ||
| Discretionary | 1,235 | 461.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,235 | 461.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 460.7 | |
| Total | 1,235 | 461.4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001125725] | |
| SC 13D | [0001125725] | |
| SC 13G | [0001125725] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Gagnon Securities LLC
✚
|
NY | 0.5 |
|
Gagnon Advisors LLC
✚
|
NY | 0.2 |
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|
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|
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