Comperio Retirement Consulting Inc

Item 5 – Fees and Compensation

In certain circumstances, fees may be negotiable depending on the total level of services agreed
to between COMPERIO and the client and the number of plan participants.

A client agreement may be canceled at any time, by either party, for any reason upon receipt of
30 days written notice. Upon termination of any account, any prepaid, unearned fees will be

promptly refunded, and any earned, unpaid fees will be due and payable. While this is no longer
technically required by Form ADV Part 2 delivery rules, the client has the right to terminate an
agreement without penalty within five business days after entering into the agreement.

COMPERIO’s fees are exclusive of brokerage commissions, transaction fees, and other related
costs and expenses which shall be incurred by the client. Clients may incur certain charges
imposed by custodians, brokers, third party investment and other third parties such as fees
charged by managers, custodial fees, deferred sales charges, odd-lot differentials, transfer taxes,
wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and
securities transactions. Mutual funds and exchange traded funds (ETFs) also charge internal
management fees, which are disclosed in a fund’s prospectus. These fees will generally include a
management fee and other fund expenses. All fees paid to COMPERIO for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds,
collective investment trusts, and ETFs to their shareholders. The services provided by
COMPERIO are designed, among other things, to assist the client in determining which mutual
fund, collective investment trusts, ETF, or funds are most appropriate to each client's financial
condition and objectives. Accordingly, the client should review both the fees charged by the
funds and the fees charged by COMPERIO to fully understand the total amount of fees to be
paid by the client and to thereby evaluate the advisory services being provided.

Such charges, fees and commissions are exclusive of and in addition to COMPERIO’s fee, and
COMPERIO shall not receive any portion of these commissions, fees, and expenses.

The specific way fees are charged by COMPERIO is established in a client’s written agreement
with COMPERIO. COMPERIO will generally bill its fees as a fixed or hourly fee. Clients will be
billed in advance each calendar quarter. If a Client terminates during the quarter, they will be
refunded the prorate amount as of the termination date. Clients may also elect to be billed
directly for fees or to authorize Client’s service provider to directly debit fees from client
accounts.
Item 12 further describes the factors that COMPERIO considers in recommending broker-
dealers/custodians for client transactions and determining the reasonableness of their
compensation (e.g., commissions).

Advisory Fees

Retirement Plan Consulting Services:

COMPERIO will charge Retirement Plan Consulting Services fees in one or more of the ways
listed below, upon mutual agreement with the advisory client:

1) Fixed fee: As a fixed project fee (for example: Fee Analysis Project, Benchmark Project,
Target Date Project, and Vendor Search Project), typically the fee ranges from $10,000 to
$60,000, depending on the nature and complexity of the client's circumstances and upon mutual

agreement with the client. 50% of this fee may be due upon signing the Advisory Agreement,
with the balance due upon completion of the service. Advance payment will never exceed
$1,200 for work that will not be completed within six months.

Ongoing fiduciary consulting is typically priced as a flat fee amount and is based upon plan
assets, plan complexity and services offered in ongoing fiduciary consulting relationship.

2) Asset Based Fees: Ongoing consulting can also be priced as a percentage of assets fee.
This fee is calculated quarterly based on plan assets at the end of the calendar quarter. The fee
typically ranges from 0.25% to 0.50%. The specific fee schedule fee will be denoted in the
Client’s Advisory Agreement.

3) Hourly basis: COMPERIO provides services on an hourly basis for independent project
work that is outside the scope of the ongoing consulting services outlined and agreed to in the
Advisory Agreement. Services are charged on an hourly basis, ranging from $200 to $350 per
hour, depending on the nature and complexity of the client's circumstances and upon mutual
agreement with the client. An estimate for total hours will be determined at the start of the
project. 50% of this fee may be due upon signing the Advisory Agreement, with the remaining
balance (based on actual hours) due upon completion of the service.

Financial Planning Services:

Financial planning fees will be charged in one or both of two ways:

1. As a fixed fee, typically ranging from $1,000 to $3,000.

2. On an hourly basis, ranging from $200 to $350 per hour. If appropriate, an estimate for total
hours will be determined at the start of the advisory relationship. A retainer may be requested
upon completion of COMPERIO's fact-finding session with the client; however, advance
payment will never exceed $1,200 for work that will not be completed within six months. The
balance will be due upon completion of the plan or consulting service.

COMPERIO's financial planning will be determined based on the nature of the services being
provided and the complexity of each client's circumstances.

Item 7 – Types of Clients

COMPERIO provides retirement plan consulting services to corporate retirement plans,
pension plans and profit-sharing plans. COMPERIO provides financial planning services to
individuals and high net worth individuals.

Conditions for Managing Accounts:

Retirement Plan Consulting Services: COMPERIO generally requires a minimum plan
asset size of $10,000,000 for retirement plan consulting services. This minimum account size
may be negotiable under certain circumstances.

Financial Planning Services: COMPERIO does not have any minimum requirements for
financial planning services.