Constellation Wealth Advisors LLC

Item 5: Fees and Compensation
We provide fee options to clients which are both assets under management based (not to exceed
1.00% annually) and flat fee based (not to exceed $500,000 annually). Constellation also offers
financial planning services for a monthly fee of $199 and an initial plan fee of $1,199. The initial
plan is completed in six months or less. Depending on circumstances, we may negotiate fees for
clients and treat each client in a customized way depending upon their unique situation.

We usually charge fees quarterly in advance based on the account value at the beginning of the
calendar quarter. In any partial calendar quarter, the advisory fee will be pro-rated based upon the
number of days that the Account was open during the quarter. The fee applicable to assets deposited
to the Account shall be prorated from the date of deposit. Most clients authorize us to deduct fees
automatically from their taxable brokerage accounts, but clients may request that we send quarterly
invoices to be paid by check or ACH.

In addition to our investment management fees, clients bear trading costs and custodial fees. To the
extent that clients’ accounts are invested in mutual funds, these funds pay a separate layer of
management, trading, and administrative expenses.

Item 7: Types of Clients
We primarily provide customized investment management and wealth advisory services to high-net-
worth individuals and associated trusts, estates, and other legal entities. Quadrant’s minimum client
relationship size is generally $10,000,000, Constellation’s minimum client relationship is generally
$1,000,000, but these amounts are negotiable.