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| Context Capital Management LLC
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|---|---|
| CRD # | 115167 |
| SEC # | 801-64700 |
| CIK # | 0001301396 |
| AUM | $1.3 BB (2023-03-31) |
| Employees | 12 (50% Investors, 0% Brokers) |
| Phone | 858-481-3666 |
| Address | 7724 Girard Avenue La Jolla, CA 92037 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| IRRX | 286.6 | 0.0 | |
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Context Partners Master Fund LP | [2018-02-06] | 544.4 | 1,315.0 |
| HF | Context Partners Offshore LP | [2018-02-06] | 49.1 | 14.2 |
| HF | Context Partners Fund LP | [2012-03-30] | 544.4 | 75.1 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 1,315.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 1,315.0 |
| By Discretionary | ||
| Discretionary | 3 | 1,315.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 1,315.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 215.6 | |
| United States Persons | 1,099.3 | |
| Total | 3 | 1,315.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Michael Rosen | 28 | ||
| William Fertig | 3 | ||
| Charles Carnegie | 2 | ||
| Context Capital Management LLC | 2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001301396] |
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