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| Redwood Investment Management LLC
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|---|---|
| CRD # | 153139 |
| SEC # | 801-78563 |
| CIK # | 0001384058, 0000930236, 0001662138, 0001717479 |
| AUM | 2,472.6 M (2026-03-31) |
| Employees | 39 (13% Investors, 41% Brokers) |
| Phone | 310-272-8185 |
| Address | 4110 N Scottsdale Rd, Ste 125 Scottsdale, AZ 85251 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 2.9 | ||
| Microsoft Corp | 1.8 | ||
| Amazon Com Inc | 1.5 | ||
| Apple Inc | 1.2 | ||
| Alphabet Inc | 1.1 | ||
| Facebook Inc | 1.0 | ||
| Yandex NV | 1.0 | ||
| Broadcom Inc | 0.9 | ||
| Western Digital Corp | 0.7 | ||
| Tesla Motors Inc | 0.7 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Redwood Managed Risk Plus LP | [2013-10-21] | 8.5 M | 15.9 M |
| Filed 2023-02-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 81 | 0.0 |
| (b) Individuals (high net worth individuals) | 61 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 1.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 2 | 1.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 524 | 2.5 |
| By Discretionary | ||
| Discretionary | 524 | 2.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 524 | 2.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.5 | |
| Total | 524 | 2.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Messinger | Executive Officer | 2 | 2 | |
| Redwood Investment Management LLC | Executive Officer | 1 | 1 | |
| Redwood Managed Risk GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000930236] | |
| 10-Q | [0000930236] | |
| 3 | [0000930236] | |
| 4 | [0000930236] | |
| 5 | [0000930236] | |
| 8-K | [0000930236] | |
| SC 13G | [0000930236] | |
| 13F-HR | [0001384058] | |
| 13F-NT | [0001384058] | |
| SC 13G | [0001662138] | |
| 13F-HR | [0001717479] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 549300JNR7EY57MUYW44 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 18,529.88 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 10,961.73 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2026-03-31 | Grant | 4,595.96 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-31 | Other | 301.59 | $5.53 | 1,668 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 10,382.76 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 4,353.26 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-30 | Grant | 17,551.19 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 52,523 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 13,131 | $5.49 | 72,089 |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 13,131 | $5.49 | 72,089 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 28,089 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 61,285 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 52,523 | $5.49 | 288,351 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 24,073 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 24,073 | $5.49 | 132,161 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 39,392 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 15,321 | $0.00 | |
|
Redwood Trust Inc RWT
Common Stock
|
2025-12-24 | Option exercise | 39,392 | $5.49 | 216,262 |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Option exercise | 13,131 | $0.00 | |
|
Redwood Trust Inc RWT
Deferred Stock Units · derivative
|
2025-12-24 | Tax withheld | 15,321 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
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|---|---|---|
|
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|
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|
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|
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|
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|
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|
Prodigy Asset Management LLC
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|
NE | 2,435.7 M |
|
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|
PR | 2,388.2 M |
|
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|
NY | 2,382.0 M |
|
Check Capital Management Inc
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|
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