Conway Richard F

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Conway Richard F
CIK #0001299904
EDGAR Form CIK 2011 - 2026
4 [0001299904]
Form 3/4/5 Subject 2011 - 2026
Conway Richard F
LC Capital Partners LP
Lampe Steven
LC Capital Advisors LLC
LC Capital Master Fund Ltd
LC Capital Offshore Fund Ltd
Cadiz Inc
Lampe Conway & Co LLC
Vuzix Corp
ATS Corp
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
2020-03-05 Other 16,866,290.34
Cadiz Inc CDZI
Common Stock
2020-03-05 Conversion 2,504,434 $6.75 16,904,930
Cadiz Inc CDZI
Series 1 Preferred Stock · derivative
2020-03-05 Buy 9,671
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
2020-03-05 Sell 26,441,360.21
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
2020-03-05 Conversion 16,904,930.13
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2015-12-10 Disposed to issuer 26,480,000
Cadiz Inc CDZI
7% Convertible Senior Notes due 2020 · derivative
2015-12-10 Grant 26,480,000
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2015-03-16 Sell 21,000
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2015-03-12 Sell 125,000
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2015-03-11 Sell 100,000
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2014-01-22 Sell
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2014-01-21 Sell
Vuzix Corp VUZI
Convertible Promissory Note · derivative
2013-08-05 Other 82,549 $0.00
Cadiz Inc CDZI
Convertible Term Loan Tranche A-2a · derivative
2013-03-05 Conversion
Cadiz Inc CDZI
Convertible Term Loan Tranche B-1 · derivative
2013-03-05 Conversion
Cadiz Inc CDZI
7% Convertible Senior Notes due 2018 · derivative
2013-03-05 Grant $0.00
Cadiz Inc CDZI
Convertible Term Loan Tranche C-1 · derivative
2013-03-05 Conversion
Cadiz Inc CDZI
Convertible Term Loan Tranche B-3a · derivative
2013-03-05 Conversion
Cadiz Inc CDZI
Common Stock Warrants (right to buy) · derivative
2012-10-30 Buy 50,000 $20.00 1,000,000
Cadiz Inc CDZI
Common Stock Warrants (right to buy) · derivative
2012-10-30 Buy 50,000 $20.00 1,000,000
showing 20 of 29 most recent transactions
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