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| Happy Holidays!! thanks for using AUM13F!! |
| Core Compliance Group LLC
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| CRD # | 306661 |
| SEC # | 801-122934 |
| CIK # | |
| AUM | $296.8 M (2025-03-28) |
| Employees | 11 (91% Investors, 82% Brokers) |
| Phone | 803-324-5464 |
| Address | 744 Arden Lane Rock Hill, SC 29732 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 852 | 109.5 |
| (b) Individuals (high net worth individuals) | 218 | 161.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 15 | 18.5 |
| (h) Charitable organizations | 4 | 3.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 4.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,628 | 296.8 |
| By Discretionary | ||
| Discretionary | 1,628 | 296.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,628 | 296.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 296.8 | |
| Total | 1,628 | 296.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Gunpowder Capital Management LLC
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|
MD | 0.3 |
|
Strategent Financial LLC
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|
VA | 0.3 |
|
Langley Wealth Management LLC
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|
MS | 0.3 |
|
Hicks Capital Management LLC
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|
OH | 0.3 |
|
Wealth Advisors Network Inc
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|
NE | 0.3 |
|
MacroView Investment Management LLC
✚
|
MD | 0.3 |
|
Futura Asset Advisors LLC
✚
|
FL | 0.3 |
|
First Financial Advisors Inc
✚
|
MI | 0.3 |
|
Kevin M Gibney and Company LLC
✚
|
NJ | 0.3 |
|
Greenwood Family Advisors LLC
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|
FL | 0.3 |