Cowen Prime Advisors LLC

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Cowen Prime Advisors LLC
CRD #315686
SEC #801-72184
CIK #0001875920
AUM
Employees 4 (100% Investors, 100% Brokers)
Phone646-562-1010
Address599 Lexington Ave
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
4003202401608002010201420192024
Sector Form 13F Holdings Value ($M)
PDF Solutions Inc 42.4
Newdex Inc 23.6
Hydra Industries Acquisition Corp 17.3
Aspen Aerogels Inc 15.1
Harmonic Inc 12.9
Digimarc Corp 12.4
Genius Sports Ltd 12.2
Parametric Technology Corp 8.6
3D Systems Corp 5.9
M/A-Com Technology Solutions Holdings Inc 5.7
View All
Holdings by Sector ($M)
3002401801206002019202020222024
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 75 365.8
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 75 365.8
By Discretionary
Discretionary 75 365.8
Non-Discretionary 0 0.0
Total 75 365.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 365.8
Total 75 365.8
EDGAR Form CIK 2011 - 2025
13F-HR [0001875920]
SC 13G [0001875920]
Form 13D/13G Filer Form 13D/13G Subject Filed
Cowen Prime Advisors LLC Iteris Inc [2023-08-07]
Cowen Prime Advisors LLC PDF Solutions Inc [2023-08-07]
Cowen Prime Advisors LLC Societal CDMO Inc [2023-08-07]
Cowen Prime Advisors LLC HTG Molecular Diagnostics Inc [2023-02-03]
Cowen Prime Advisors LLC PDF Solutions Inc [2023-02-03]
Cowen Prime Advisors LLC Nephros Inc [2023-02-03]
Cowen Prime Advisors LLC Nephros Inc [2023-02-03]
Cowen Prime Advisors LLC Nephros Inc [2023-02-03]
Cowen Prime Advisors LLC Nephros Inc [2022-02-09]
Cowen Prime Advisors LLC HTG Molecular Diagnostics Inc [2022-02-09]
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