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| CRI Securities LLC
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|
|---|---|
| CRD # | 22589 |
| SEC # | 801-62434 |
| CIK # | |
| AUM | |
| Employees | 269 (70% Investors, 62% Brokers) |
| Phone | 651-665-6669 |
| Address | 400 Robert Street North Stpaul, MN 55101 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,014 | 740.2 |
| (b) Individuals (high net worth individuals) | 1,397 | 876.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 26 | 26.4 |
| (h) Charitable organizations | 5 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 40 | 31.3 |
| (n) Other | 0 | 0.0 |
| Total | 4,517 | 1,675.6 |
| By Discretionary | ||
| Discretionary | 2,454 | 835.2 |
| Non-Discretionary | 2,063 | 840.4 |
| Total | 4,517 | 1,675.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,675.6 | |
| Total | 4,517 | 1,675.6 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Securian Financial Services Inc
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|
MN | 20.7 |
|
CRI Securities LLC
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|
MN | 0.0 |