CX Institutional LLC

Item 5 – Fees and Compensation

Asset Management Fees
CX Institutional shall receive a Program Fee based upon a percentage (%) of the market value of the assets
placed under management (between negotiable and 2.0%). The “Program Fee” shall consist of an
investment advisory fee and strategy fee. However, fees shall vary depending upon various objective and
subjective factors, including but not limited to: the representative assigned to the account, the amount of

CX Institutional                                                                        ADV Part 2A, Firm Brochure

assets to be invested, the complexity of the engagement, the servicing needs, related accounts, future
earning capacity, anticipated future additional assets, and negotiations with the client. See Fee Differentials
above. As a result, similarly situated clients could pay different fees, which will correspondingly impact an
underlying client’s net account performance. Moreover, the services we provide may be available from other
advisers at lower fees. All clients and prospective clients should be guided accordingly.

It is possible that different investment advisor representatives may charge different fees for providing the
same or similar services to clients. The specific level of services you will receive and the fees you will be
charged will be specified in your Investment Advisory Agreement. Before engaging CX Institutional to
provide asset management services, clients are required to enter into an agreement with CX Institutional
setting forth the terms and conditions of the engagement (including termination), describing the scope of
the services to be provided, and the fee that is due from the client.

Clients may elect to have CX Institutional’s fees deducted from their custodial account or related custodial
account. Both CX Institutional’s Investment Advisory Agreement and the custodial/clearing agreement may
authorize the custodian to debit the account for the amount of CX Institutional’s fee and to directly remit
that fee to CX Institutional in compliance with regulatory procedures. If CX Institutional bills the client
directly, payment is due within 30 days of receipt of the invoice. CX Institutional shall deduct fees and/or
bill clients monthly in arrears, based upon the average daily balance within the account during the previous
month.

Other Fee: Clients will pay a $10 quarterly fee per account. Clients will be charged an additional $2.50 per
sleeve per Quarter. Clients may be charged an additional $2.50 per account quarterly for their account
aggregation services within clients’ client portal.

Asset Management Services – CX Multi-Strategy Platform Program Fees
Clients who select the CX Multi-Strategy Platform will pay an additional monthly strategy fee based upon
the percentage (%) of Portfolio Strategy assets under management. The annual Program Fee (investment
advisory fee plus strategy fee) shall not exceed 2.0% based upon a percentage (%) of the market value of
the assets placed under management. However, fees shall vary depending upon various objective and
subjective factors, including but not limited to: the representative assigned to the account, the amount of
assets to be invested, the complexity of the engagement, the servicing needs, related accounts, future
earning capacity, anticipated future additional assets, and negotiations with the client. See Fee Differentials
above. As a result, similar clients could pay different fees, which will correspondingly impact an underlying
client’s net account performance. Moreover, the services we provide may be available from other advisers
at lower fees. All clients and prospective clients should be guided accordingly.

It is possible that different investment advisor representatives may charge different fees for providing the
same or similar services to clients. The specific level of services you will receive and the fees you will be
charged will be specified in your Investment Advisory Agreement. Before engaging CX Institutional to
provide asset management services clients are required to enter into an agreement with CX Institutional
setting forth the terms and conditions of the engagement (including termination), describing the scope of
the services to be provided, and the fee that is due from the client.

Client Experience Program
The Client Experience Program makes available multiple offerings for individuals, high net worth individuals,
charitable organizations and business entities on a discretionary and non-discretionary fee-only basis.
Under the Client Experience Program, CX Institutional is able to offer participants specific discretionary and
non-discretionary asset management portfolios that are offered under the CX Multi-Strategy Platform
Program in combination with specific Financial Planning Services. In addition, specific client service

CX Institutional                                                                       ADV Part 2A, Firm Brochure

deliverables are paired with each Client Experience offering. These combinations of investments, financial
planning, and service are intended to deliver the appropriate solutions tailored to the individual needs of
clients.

CX Institutional shall receive a Program Fee based upon a percentage (%) of the market value of the assets
placed under management (between negotiable and 2.0%), inclusive of investment advisory fee and
strategy fee. However, fees shall vary depending upon various objective and subjective factors, including
but not limited to: the representative assigned to the account, the amount of assets to be invested, the
complexity of the engagement, the servicing needs, related accounts, future earning capacity, anticipated
future additional assets, and negotiations with the client. See Fee Differentials above. As a result, similar
clients could pay different fees, which will correspondingly impact an underlying client’s net account
...

Item 7 – Types of Clients
CX Institutional’s clients generally include, but are not limited to, individuals, high net worth individuals,
charitable organizations, trusts, estates, pension and profit sharing plans, and business entities.