|
⚲
|
| Northeast Financial Consultants LLC
✚
| |
|---|---|
| CRD # | 110361 |
| SEC # | 801-60134 |
| CIK # | 0001599863 |
| AUM | $4.1 BB (2024-03-28) |
| Employees | 8 (38% Investors, 0% Brokers) |
| Phone | 203-226-8997 |
| Address | 518B Riverside Avenue Westport, CT 06880-0630 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.1 | |
| MSFT | 1,918.2 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| BXSL | 4.0 | 0.1 | |
| GOOG | 1,482.6 | 0.0 | |
| GOOGL | 1,475.1 | 0.0 | |
| JPM | 340.2 | 0.0 | |
| PFE | 284.2 | 0.0 | |
| GBDC | 2.2 | 0.0 | |
| NVDA | 399.6 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 34 | 0.0 |
| (b) Individuals (high net worth individuals) | 233 | 4.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,537 | 4.1 |
| By Discretionary | ||
| Discretionary | 1,532 | 4.1 |
| Non-Discretionary | 5 | 0.0 |
| Total | 1,537 | 4.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 3.3 | |
| Total | 1,537 | 4.1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001599863] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
NFJ Investment Group LLC
✚
|
TX | 4.2 |
|
Hamilton Capital LLC
✚
|
OH | 4.2 |
|
BC Advisors LLC
✚
|
NJ | 4.2 |
|
Peregrine Capital Management LLC
✚
|
MN | 4.2 |
|
RNC Capital Management LLC
✚
|
CA | 4.2 |
|
Key Investment Services LLC
✚
|
OH | 4.2 |
|
Frost Investment Advisors LLC
✚
|
TX | 4.2 |
|
Private Management Group Inc
✚
|
CA | 4.2 |
|
TCI Wealth Advisors Inc
✚
|
AZ | 4.1 |
|
Waldron Private Wealth LLC
✚
|
PA | 4.1 |