|
⚲
|
| Northeast Financial Consultants LLC
✚
|
|
|---|---|
| CRD # | 110361 |
| SEC # | 801-60134 |
| CIK # | 0001599863 |
| AUM | $4.6 B (2025-09-09) |
| Employees | 8 (38% Investors, 0% Brokers) |
| Phone | 203-226-8997 |
| Address | 518B Riverside Avenue Westport, CT 06880-0630 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Blackstone Secured Lending Fund | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Golub Capital BDC Inc | 0.1 | ||
| Apple Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Pfizer Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 51 | 0.0 |
| (b) Individuals (high net worth individuals) | 241 | 4.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,596 | 4.6 |
| By Discretionary | ||
| Discretionary | 1,592 | 4.6 |
| Non-Discretionary | 4 | 0.0 |
| Total | 1,596 | 4.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 4.5 | |
| Total | 1,596 | 4.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001599863] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Clearwater Advisors LLC
✚
|
ID | 4.7 |
|
Diversify Advisory Services LLC
✚
|
UT | 4.6 |
|
Graypoint LLC
✚
|
NY | 4.6 |
|
Journey Strategic Wealth LLC
✚
|
NJ | 4.6 |
|
Heritage Investors Management Corp
✚
|
MD | 4.6 |
|
Verdence Capital Advisors LLC
✚
|
MD | 4.6 |
|
Bowen Hanes & Co Inc
✚
|
FL | 4.6 |
|
Quotient Wealth Partners LLC
✚
|
TX | 4.6 |
|
Wharton Business Group LLC
✚
|
PA | 4.6 |
|
Zevenbergen Capital Investments LLC
✚
|
WA | 4.6 |