|
⚲
|
| D&A Advisors LLC
✚
|
|
|---|---|
| CRD # | 307227 |
| SEC # | 801-135874 |
| CIK # | |
| AUM | $127.1 M (2026-06-03) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 775-284-2552 |
| Address | 5255 Longley Lane Reno, NV 89511-5200 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | Minden RV & BOAT Storage LLC | [2026-03-17] | 2.7 | 12.1 |
| RE | South Meadows RV & BOAT Storage LLC | [2026-03-17] | 7.8 | 20.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 117 | 31.6 |
| (b) Individuals (high net worth individuals) | 45 | 91.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 4.1 |
| (n) Other | 0 | 0.0 |
| Total | 264 | 127.1 |
| By Discretionary | ||
| Discretionary | 264 | 127.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 264 | 127.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 127.1 | |
| Total | 264 | 127.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Daniel Carter | 23 | 2 | ||
| Anthony Ozuna | 3 | 2 | ||
| Dan Carter | 2 | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wiser Wealth Management Inc
✚
|
GA | 0.5 |
|
Profusion Financial Inc
✚
|
MO | 0.2 |
|
Lakeside Capital Management LLC
✚
|
WA | 0.0 |
|
Geordan Capital Management LLC
✚
|
CO | 0.0 |
|
RE Dickinson Investment Advisors LLC
✚
|
IA | 0.0 |
|
Chamberlain Consulting Group LLC
✚
|
CA | 0.0 |
|
Claraphi LLC
✚
|
WA | 0.0 |
|
Atlas Wealth Management Group LLC
✚
|
CA | 0.0 |