Item 5 Fees and Compensation
Tailored Relationship Services Fees: Fees charged for our Tailored Relationship Services are charged
based on a percentage of assets under management, billed in advance (at the start of the billing period) on a
quarterly calendar basis and calculated based on the fair market value of your account as of the last business day
of the previous billing period. Fees are prorated (based on the number of days service is provided during the initial
billing period) for your account opened at any time other than the beginning of the billing period. If asset
management services are commenced in the middle of the billing period, then the prorated fee for that billing
period is based on the value of the Account when services commence and is due immediately and will be
deducted from Account when services commence.
The Tailored Relationship Services continue until terminated by either party (i.e., Dickinson Advisors or you) by
giving notice to the other party. Any prepaid, unearned fees will be promptly refunded by Dickinson Advisors to
you. Fee refunds will be determined on a pro rata basis, using the number of days services are actually provided
during the final period.
Fees charged for our Tailored Relationship Services are negotiable based on the investment adviser
representative providing the services, the type of client, the complexity of the client's situation, the composition of
the client's account (i.e., equities versus mutual funds), the potential for additional account deposits, the
relationship of the client with the investment adviser representative, and the total amount of assets under
management for the client.
For our Tailored Relationship Services, the client will be charged the following annual fee based upon the amount
of assets under management:
Amount of Assets under Management Annual Fees
On the first $500,000 1.35%
On the next $1,500,000 1.00%
On all amounts in excess of $2,000,000 0.75%
Supervised Portfolios Services Fees: Fees charged for our Supervised Portfolio Services are charged
based on a percentage of assets under management, billed in advance (at the start of the billing period) on a
quarterly calendar basis and calculated based on the fair market value of your account as of the last business day
of the previous billing period. Fees are prorated (based on the number of days service is provided during the initial
billing period) for your account opened at any time other than the beginning of the billing period. If asset
management services are commenced in the middle of the billing period, then the prorated fee for that billing
period is based on the value of the Account when services commence and is due immediately and will be
deducted from Account when services commence.
The Supervised Portfolio Services continue until terminated by either party (i.e., Dickinson Advisors or you) by
giving notice to the other party. Any prepaid, unearned fees will be promptly refunded by Dickinson Advisors to
you. Fee refunds will be determined on a pro rata basis, using the number of days services are actually provided
during the final period.
Fees charged for our Supervised Portfolio Services are negotiable based on the investment adviser
representative providing the services, the type of client, the complexity of the client's situation, the composition of
the client's account (i.e., equities versus mutual funds), the potential for additional account deposits, the
relationship of the client with the investment adviser representative, and the total amount of assets under
management for the client.
For our Supervised Portfolio Services, client will be charged the following annual fee based upon the amount of
assets under management:
Amount of Assets under Management Annual Fees
On the first $500,000 0.90%
On the next $1,500,000 0.75%
On all amounts in excess of $2,000,000 0.50%
Investment Supervisory Services Fees: Fees charged for our Investment Supervisory Services are charged to
clients who had not made an election prior to 2015 for the Tailored Relationship Services model or Supervised
Portfolio Services model. The fee for Investment Supervisory Services is based on a percentage of assets under
management, billed in advance (at the start of the billing period) on a quarterly calendar basis and calculated
based on the fair market value of your account as of the last business day of the previous billing period. Fees are
prorated (based on the number of days service is provided during the initial billing period) for your account
opened at any time other than the beginning of the billing period. If asset management services are commenced
in the middle of the billing period, then the prorated fee for that billing period is based on the value of the Account
when services commence and is due immediately and will be deducted from Account when services commence.
The Investment Supervisory Services continue until terminated by either party (i.e., Dickinson Advisors or you) by
providing notice to the other party. Any prepaid, unearned fees will be promptly refunded by Dickinson Advisors to
you. Fee refunds will be determined on a pro rata basis using the number of days services are actually provided
during the final period.
Fees charged for our Investment Supervisory Services are negotiable based on the investment adviser
representative providing the services, the type of client, the complexity of the client's situation, the composition of
the client's account (i.e., equities versus mutual funds), the potential for additional account deposits, the
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