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| D E Shaw Direct Capital LLC
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|---|---|
| CRD # | 147212 |
| SEC # | 801-69171 |
| CIK # | 0001561691 |
| AUM | |
| Employees | 3 (33% Investors, 67% Brokers) |
| Phone | 212-478-0000 |
| Address | 1166 Avenue of The Americas New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 89.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 89.1 |
| By Discretionary | ||
| Discretionary | 3 | 89.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 89.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 89.1 | |
| Total | 3 | 89.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001561691] | |
| 4 | [0001561691] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| D E Shaw Direct Capital LLC | |
| DC Funding SPV 2 LLC | |
| D E Shaw & Co LP | |
| Shaw David E | |
| Stellus Capital Investment Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2015-05-28 | Sell | 58 | $12.12 | 703 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2015-05-27 | Sell | 1,875,000 | $11.87 | 22,256,250 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2014-08-14 | Sell | 300 | $14.18 | 4,254 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2014-08-13 | Sell | 500 | $14.18 | 7,090 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-09-12 | Sell | 1,500 | $15.00 | 22,500 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-09-11 | Sell | 17,977 | $15.02 | 270,015 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-09-10 | Sell | 13,036 | $15.03 | 195,931 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-09-05 | Sell | 6,320 | $14.95 | 94,484 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-08-30 | Sell | 9,500 | $15.08 | 143,260 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-08-29 | Sell | 5,100 | $14.99 | 76,449 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-08-27 | Sell | 11,189 | $14.88 | 166,492 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-08-26 | Sell | 931 | $15.07 | 14,030 |
|
Stellus Capital Investment Corp SCM
Common Stock, par value $0.001 per share
|
2013-08-23 | Sell | 2,532 | $15.07 | 38,157 |