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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| D & P Investment Advisors Ltd
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|---|---|
| CRD # | 119631 |
| SEC # | 801-124798 |
| CIK # | |
| AUM | $173.8 M (2025-03-11) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 401-792-0100 |
| Address | 10 High Street Wakefield, RI 02879 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 173 | 45.8 |
| (b) Individuals (high net worth individuals) | 52 | 121.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 2.5 |
| (n) Other | 9 | 4.5 |
| Total | 633 | 173.8 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 633 | 173.8 |
| Total | 633 | 173.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 173.8 | |
| Total | 633 | 173.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Matters Capital LLC
✚
|
FL | 0.2 |
|
iTrust Asset Management LLC
✚
|
KY | 0.2 |
|
McGinn Penninger Investment Management Inc
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|
VA | 0.2 |
|
Southern Capital Services Inc
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|
AL | 0.2 |
|
Secfi Advisory Limited
✚
|
NY | 0.2 |
|
The Simmons Partnership Inc
✚
|
MD | 0.2 |
|
The Perspective Group LLC
✚
|
KS | 0.2 |
|
Friedenthal Financial LLC
✚
|
NJ | 0.2 |
|
HFH Planning Inc
✚
|
0.2 | |
|
Old Rock Asset Management LLC
✚
|
0.2 |