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| Happy Holidays!! thanks for using AUM13F!! |
| Dakota Wealth LLC
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| CRD # | 297987 |
| SEC # | 801-114097 |
| CIK # | 0001631353 |
| AUM | $6.3 B (2025-06-05) |
| Employees | 78 (64% Investors, 0% Brokers) |
| Phone | 561-774-8101 |
| Address | 11376 N Jog Road Palm Beach Gardens, FL 33418-1752 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001631353 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| KLA Tencor Corp | 0.8 | ||
| Microsoft Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Costco Wholesale Corp /NEW | 0.1 | ||
| VISA Inc | 0.1 | ||
| Netflix Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Oracle Corp | 0.0 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Par Fund SPV LLC | [2011-12-22] | 9.4 | 1.0 |
| HF | Persimmon Absolute Return Master Fund LP | 2011-12-22 | 11.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,031 | 1.5 |
| (b) Individuals (high net worth individuals) | 1,082 | 4.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 17 | 0.3 |
| (h) Charitable organizations | 12 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9,786 | 6.3 |
| By Discretionary | ||
| Discretionary | 9,780 | 6.3 |
| Non-Discretionary | 6 | 0.0 |
| Total | 9,786 | 6.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.3 | |
| Total | 9,786 | 6.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Gregory Horn | 9 | ||
| Kevin Oshea | 7 | ||
| Todd Dawes | 6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001631353] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Skyview Investment Advisors LLC
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|
NJ | 6.9 |
|
Howard Capital Management Inc
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GA | 6.9 |
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Lyrical Asset Management LP
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NY | 6.8 |
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LMCG Investments LLC
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MA | 6.5 |
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Templeton Investment Counsel LLC
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FL | 6.4 |
|
Gaoteng Global Asset Management Limited
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6.4 | |
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SpiderRock Advisors LLC
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IL | 6.0 |
|
Chicago Partners Investment Group LLC
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|
IL | 6.0 |
|
Aspen Grove Capital LLC
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CO | 5.8 |
|
Disciplined Growth Investors Inc
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MN | 5.8 |