Dark Horse Wealth LLC

Item 5: Fees and Compensation

A. Fee Schedule

Investment Supervisory Services Fees

The below fees for client assets that are not part of group retirement plan in which DHW
is the named adviser. As of April 1, 2024, DHW will charge the following fees based on
the blended fee schedule:

         Total Assets Under Management                   Annual Fee

                 First $200,000                            1.20%
             $200,001 - $1,000,000                         0.90%
            $1,000,001 - $3,000,000                        0.60%
             3,000,001 and Above                           0.50%

The fee schedule is a blended fee schedule meaning that each tier of the fee schedule will
assess a different fee which results in a blended fee for the client.

Prior to April 1, 2024, the following fee schedule was in place.

         Total Assets Under Management                   Annual Fee

                 First $100,000                            1.00%
             $100,001 - $1,000,000                         0.80%
            $1,000,001 - $3,000,000                        0.60%
             3,000,001 and Above                           0.50%

All existing clients of DHW will remain with their current fee schedule. The new fee
schedule is effective April 1, 2024, going forward for all new clients of DHW.

These fees are negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory
Contract. Fees are paid quarterly in advance, and clients may terminate their contracts
with three days’ written notice. Advisory fees are withdrawn directly from the client’s
accounts with client written authorization.

Refunds are given on a prorated basis, based on the number of days remaining in a
quarter at the point of termination. Fees that are collected in advance will be refunded
based on the prorated amount of work completed up to the day of termination within
the quarter terminated. The fee refunded will be the balance of the fees collected in
advance minus the daily rate* times the number of days in the quarter up to and
including the day of termination. (*The daily rate is calculated by dividing the quarterly
AUM fee by the number of days in the termination quarter). Clients may terminate their
contracts without penalty, for full refund, within 5 business days of signing the advisory
contract.

Supervisory Services Fees for 401(k) or other Qualified Retirement Plan:

         Total Assets Under Management                Annual Fee

               Up to $1,000,000                          0.50%
                Next $3,000,000                          0.40%
                Next $5,000,000                          0.32%
               Over $10,000,000                          0.20%

The account custodian may charge fees, which are in addition to and separate from
advisory fees. Custodians may charge accounts for transaction, retirement plan and
administration fees. Mutual funds have annual expenses and may assess other fees,
which are described in each fund’s prospectus. Advisory clients should note that fees for
comparable services vary and lower or higher fees for comparable services may be
available from other sources.

DHW is typically compensated for investment management services based on the
amount of client assets under management or a fixed negotiated fee. Clients can elect to
pay fees quarterly in advance, quarterly in arrears or semi-annually in advance
depending of the 401 (k) sponsors preference and are due on the first day of the calendar
quarter, based on the account’s asset value as of the last business day of the prior
calendar quarter. Fees are prorated for accounts opened during the quarter. DHW
primarily deducts fees directly from client accounts. Clients may request to be invoiced
and pay fees from sources other than assets under management.

Fees for Investment Consulting Services

DHW provides financial planning, specifically investment consulting services, under
hourly fee arrangement or for annual fee as percentage of assets, in each case to be
negotiated with the client.

DHW’ hourly fee rate is $150 per hour. DHW will contact the client regarding their
outstanding invoice amounts per five hours of rendered service to inform them of
services rendered so far, the current balance of their invoice and to ensure the client
understands the cost of the ongoing “Consulting and Financial Planning.
All clients have the option to terminate any or all services at any time without penalty
however they are responsible for outstanding invoices amounts for services already
rendered.

B. Payment of Fees

Payment of Investment Supervisory Fees

Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. Fees are paid quarterly in advance. Advisory fees may also be invoiced
and billed directly to the client with payments due within one month of the billing date.
Clients may select the method in which they are billed.

Payment of Fees for Services to 401(k)/Qualified Retirement Plan

Fees are paid quarterly in advance or semi-annually in advance depending of the 401 (k)
sponsors preference and are due on the first day of the calendar quarter. DHW primarily
deducts fees directly from client accounts. Clients may request to be invoiced and pay
fees from sources other than assets under management.

Payment of Fees for Investment Consulting Services

Investment Consulting Services fees are paid in advance. DHW primarily deducts fees
directly from client accounts. Clients may request to be invoiced and pay fees from
sources other than assets under management.

C. Clients Are Responsible For Third Party Fees

Clients are responsible for the payment of all third-party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
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Item 7: Types of Clients
DHW generally provides management supervisory services to the following types of clients:

             Individuals
             Pension and Profit Sharing Plans
             High Net Worth Individual (HNW)
             Corporations or other businesses entities

Minimum Account Size
There is no account minimum.