Supreme Alliance LLC

Item 5 – Fees and Compensation
Fees for Advisory Services
Supreme Alliance LLC advisory fees vary depending on the type of advisory program. The following are
the three types of advisory programs and the fees associated with each program. It is possible that lower
fees for comparable services may be available from other sources, however, our fees are reasonable in
light of our experience, expertise.

Fees for Consulting Services/Financial Planning
Clients may enter into a consulting agreement with our representatives on a negotiated hourly, flat, or
fixed-fee rate. If fees are charged on an hourly basis, they may not exceed $500 per hour. These services
will be completed inside of a six month period. Clients receiving consulting services are required to pay
fees at the time of service. Consulting fees paid directly by the client and by check should be made
payable to SALLC. At no time, should a client make a check payable to their representative or the
representative's "doing business as" name. Representatives of SALLC may provide consulting services
on a one-time or ongoing basis to qualified retirement plans. In addition to the hourly, flat, or fixed-fee
rate, representatives may charge a consulting fee as a percentage of assets under management. The
maximum annual account consulting fee, when charged as a per-centage of assets under management,
is 3% and is negotiable. Any registered investment adviser who wishes to charge 3.0% or greater of the
assets under management must disclose that such fee is in excess of the industry norm and that similar
advisory services can be obtained for less. The client may cancel the agreement by providing written
notice and receive a full refund within five (5) business days after signing the agreement.

If the client terminates the agreement prior to completion of the plan, the client may receive a pro-rated
refund. If the client is unsatisfied with a written financial plan, he/she may request in writing a full refund
of his/her fee within 90 days of the plan's presentation. The consulting and financial planning services
are different from the services provided under the assets under management services. There is the
possibility for Conflict of Interest, in that certain products we recommend may pay us a commission if
Client chooses to follow our recommendation and purchase any such product. Client is under No
obligation to act upon our recommendation(s), nor to purchase any product or effect any transactions
through Supreme Alliance, which we might recommend. Client can purchase any recommended product
or effect any transaction through Supreme Alliance, our Representative, or through “anyone else” Client
chooses. The consulting and financial planning services include the following items which are not covered
under our assets under management services:
         Actuarial analysis
         Stochastic analysis
         Ruin risk analysis
         Charitable lead annuity tax planning
         Structured Tax planning
         Income and withdrawal planning
         Benefit and Compensation Planning
         Life, Health, and disability analysis
         Long Term Care Insurance analysis
         Supplemental Executive Retirement Planning

These are the key differences between our consulting/financial planning services and our assets under
management services. Accordingly, there are different fee structures. Please see the TPIA and Custodian
Fees under the respective headings in this document.

Fees

          Supreme Alliance LLC | CRD No: 45348 | www.supremealliancellc.com | 14804 Resolves Lane, Charlotte, NC 28277 | Phone: (561) 460-2870
                                                                                                         ADV2A & Privacy Policy | Page 7 of 19

       Hourly fees – up to a maximum of $500.00 per hour
       Fixed Fee/Flat Fees - $500.00 - $5,000.00 per plan
       A percentage of Assets under Management
*Note: Lower fees for comparable services may be available from other sources.

Fees for Third-Party Investment Advisor Programs
SALLC and our representatives are compensated for referring clients to the TPIA programs. This
compensation generally takes the form of the TPIA sharing a percentage of the advisory fee the client
pays to them with SALLC and his/her representative.
Fees are calculated and collected by the selected TPIA which shall then be responsible for delivering our
portion of the client fee to SALLC. A complete explanation of the TPIA fees, services, reporting, and
minimums are disclosed with the TPIA's disclosure documents. At the time of referral and prior to a client
entering into an agreement with a TPIA, our representatives arrange for the ADV Part 2A and other
material relative to the advisory services to be provided to the client. The TPIA Fees may or may not be
negotiable. Terminations are dictated by the TPIA and can be found in the TPIA documents. Additional
charges that clients may incur include, but are not limited to: sales loads, 12b-1 fees, surrender charges,
transactional fees, and miscellaneous account fees. SALLC does not receive any portion of such fees or
commissions. SALLC is compensated by the advisory fees as noted above. SALLC does not charge
management fees under the TPIA program in addition to the fees charged by the TPIA. This
compensation generally takes the form of the TPIA sharing a percentage of the advisory fee the client
pays to them with SALLC and his/her representative. The Third-Party Trading Agreement will specify
Supreme Alliance and it’s Representative, “limited” authority, for “the placement of Trade Orders to buy
or sell securities and the deduction of Advisor fees.

Fees for Assets Under Management
SALLC and our representatives are compensated for clients assets under management brought over to
the custodians platform. This compensation generally takes the form of a percentage of the assets under
...

Item 7 – Types of Clients
SALLC generally provides advisory services to the following types of clients:
   • Individuals (other than high net worth individuals)
   • High net worth individuals
   • Pension and profit sharing plans (other than plan participants)
   • Corporations or other businesses not listed above
   • Charitable organizations
   • State or municipal government entities

         Supreme Alliance LLC | CRD No: 45348 | www.supremealliancellc.com | 14804 Resolves Lane, Charlotte, NC 28277 | Phone: (561) 460-2870
                                                                                                        ADV2A & Privacy Policy | Page 9 of 19

The majority of our clients are retail clients that fall under the "individuals (other than high net worth
individuals)" Category. This category includes, but is not limited to: individual, joint, trust, IRA, 401(k)
participant, and custodial accounts. As previously disclosed in Item 5, our firm has established certain
initial minimum account requirements based on the nature of the service(s) being provided. In some
cases, account balances may be combined at the household level to satisfy the account minimums. At
our discretion, SALLC may waive these minimums.
     • $25,000 account minimums.
     • Account minimums for third-party investment advisor programs generally range from $25,000 to
         $50,000.