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| DB Investment Managers Inc
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| CRD # | 108204 |
| SEC # | 801-38089 |
| CIK # | 0001304144 |
| AUM | |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 212-454-6260 |
| Address | 345 Park Avenue New York, NY 10154 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Liquidalts Omega Fund | 2014-07-11 | 52.6 M | |
| HF | DBX-Global Long Short Equity 9 Fund | [2013-08-23] | 22.1 M | |
| Offered $150,000,000 · Filed 2013-04-17 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $150,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-US Long/Short Equity 16 Fund | [2013-08-23] | 31.7 M | |
| Offered $150,000,000 · Filed 2013-04-17 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $150,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-Credit 4 Fund | [2013-02-26] | 2.7 M | |
| Offered $150,000,000 · Filed 2013-04-12 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $150,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-CTA19 Fund | 2013-02-26 | 5.0 M | |
| HF | DBX-Cta 2 Fund | [2013-02-26] | 121.1 M | |
| Offered $100,000,000 · Filed 2012-05-21 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $100,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-European Long/Short Equity 9 Fund | [2013-02-26] | 4.4 M | |
| Offered $150,000,000 · Filed 2012-10-16 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $150,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-Risk Arbitrage 13 Fund | [2013-02-26] | 14.4 M | 6.1 M |
| Filed 2012-10-09 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DBX-US Long/Short Equity 15 Fund | [2013-02-26] | 10.8 M | |
| Offered $150,000,000 · Filed 2012-05-30 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $150,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | DB Alpha Discovery Fund LP | 2012-03-30 | ||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 0.0 |
| By Discretionary | ||
| Discretionary | 4 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 4 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Lazard Asset Management LLC | Executive Officer | 37 | 7 | |
| Marshall Wace Llp | Executive Officer | 57 | 6 | |
| Tina Saunders | Director | 72 | 5 | |
| Peter Becker | Director | 67 | 5 | |
| Ascend Capital Limited Partnership | Executive Officer | 7 | 5 | |
| Deutsche International Corporate Services Limited | Executive Officer, Promoter | 68 | 4 | |
| Deutsche International Custodial Services Limited | Executive Officer, Promoter | 65 | 4 | |
| Ed Fletcher | Director | 62 | 4 | |
| David McGuinness | Director | 60 | 4 | |
| Chilton Investment Company LLC | Executive Officer | 44 | 4 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 5299007OX9HAC1QNPW69 |
| Related People Network |
|---|
| 67 people file Form D offerings alongside this firm's people, tied to 43 other firms through shared filers. |