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| DCA Family Office LLC
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| CRD # | 322047 |
| SEC # | 801-128127 |
| CIK # | |
| AUM | 119.9 M (2026-03-30) |
| Employees | 16 (44% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 279-221-2144 |
| Address | 3721 Douglas Blvd Roseville, CA 95661 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (3/30/2026) [Brochure] |
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ITEM 5: FEES AND COMPENSATION How We Are Compensated for Our Advisory Services Portfolio Management Services: DCA’s portfolio management fee is determined based on the nature of the services being provided and the complexity of each client's circumstances. All fees are agreed upon in writing prior to entering into a contract with any client. Generally, our portfolio management fees are charged as a percentage of assets managed by our firm for the client, determined in each case dependent on the specific scope of services to be provided to each client. DCA’s advisory fee may be payable monthly or quarterly In the event of termination during a period where any pre-paid base management fees exist, DCA will refund the client the amount of any unearned base management fees within five (5) days following such termination effective date. Depending on DCA’s level of active involvement in the identification, management, oversight and value creation process of client investments, and in an effort to align DCA’s interest to those of its clients, DCA may also receive a performance-based fee. Performance-based fees will be determined by the client's individual circumstances and the scope of services provided by DCA and will not exceed 10% of the account's overall performance. Any performance-based fees are explicitly discussed with the client in detail before entering into this type of arrangement and are detailed (with calculation examples) in each client’s agreement. Any performance-based fee is billed quarterly in arrears. To qualify for this type of fee schedule, a client must either demonstrate a net worth of at least $2,200,000 (excluding personal residence) or must have at least $1,100,000 under management. Please refer to Item 6 below for additional information. For those client relationships that include a performance fee, such fees are based upon the actual realized cash received by the client (whether from dividends, distributions or sales). No performance-based fee will be assessed for any unrealized or mark-to-market gains. In accordance with the terms of each client’s agreement, all performance fees are invoiced in arrears 45 days following the end of each calendar quarter. DCA typically requires a minimum of $5,000,000 of assets under management for this service, which can be waived in DCA’s sole discretion. Clients who elect to terminate their contracts will typically be charged a performance-based fee based on the performance of the account for the measuring period going back from the termination date and pro-rated from the date on which the performance-based fee was previously assessed by our firm. PERFORMANCE-BASED FEE ARRANGEMENTS WILL ONLY BE ENTERED INTO WITH QUALIFIED CLIENTS IN ACCORDANCE WITH THE PROVISIONS OF REG. 205-3 OF THE INVESTMENT ADVISERS ACT OF 1940 AND/OR APPLICABLE STATE REGULATIONS. THE FEES WILL NOT BE OFFERED TO ANY CLIENT RESIDING IN A STATE IN WHICH SUCH FEES ARE PROHIBITED. Limited Negotiability of Advisory Fees: DCA retains the discretion to negotiate alternative fees on a client-by-client basis. Client DCA Family Office, LLC Form ADV Part 2A March 30, 2026 facts, circumstances and needs are considered in determining the fee schedule, as well as the scope of services to be provided to the family. Additional factors include types of assets to be placed under management, anticipated future additional assets and related accounts; and portfolio style and account composition. Termination of the Advisory Relationship: Unless otherwise noted in the Client’s Agreement, any party may terminate the Client Agreement for any reason upon six (6) months prior written notice, unless otherwise mutually agreed upon by the parties, in writing. Advisory Fees in General: Clients should note that similar advisory services may (or may not) be available from other registered (or unregistered) investment advisers for similar or lower fees. Limited Prepayment of Fees: Under no circumstances do we require or solicit payment of fees in excess of $500 more than six months in advance of services rendered. Important Additional Information: We can only modify the terms of your advisory fees in accordance with the terms of your Client Agreement. While DCA does not encourage clients to borrow money for the purpose of building an investment portfolio, there can be times when a client sets up their managed account as a margin account for borrowing or investment purposes. Clients should be aware that DCA will not calculate our fees based on the full value of the assets under management including any margined securities; rather, the amount of any margin loans will be deducted from such calculation. We encourage clients to pay-off their margin balance as quickly and efficiently as possible. Borrowing on margin subjects clients to additional costs and risks that should be carefully considered before opening a margin account. Using a margin account is not suitable for all investors; the use of margin increases leverage in a client’s account and therefore increases overall risk. For further information on risks pertaining to margin accounts, please refer to Item 8 below and the Investor Bulletin issued by the SEC at https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_margin account. Types of Fees and Expenses Clients will incur transaction charges for trades executed in their accounts (please refer to Item 12, the “Brokerage Practices” section of this Brochure for further details). These transaction fees are separate from our fees and will be disclosed by the firm that the trades are executed through. Clients can be required to pay trading fees and other miscellaneous charges or fees directly to the custodian (e.g., wire fees and margin fees as discussed above) as stated in the custodial agreements ... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026) [Brochure] |
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ITEM 7: TYPES OF CLIENTS
We offer services to companies, high net worth families, affiliates, and individual family members.
DCA does not require a minimum fee for its services.
When DCA provides investment advice to a client, we act as a fiduciary under certain federal
regulations, and within the meaning of Title I of the Employee Retirement Income Security Act
and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts.
The way the firm makes money creates conflicts of interest; however, as a fiduciary DCA and its
supervised persons are required to always act in our clients’ best interests, which means we must,
at a minimum take the following steps:
• Meet a professional standard of loyalty and care when making investment
recommendations.
• Always put our clients’ interests ahead of our own when making recommendations
and providing services.
• Disclose all conflicts of interest and how the Firm addresses such conflicts.
DCA Family Office, LLC
Form ADV Part 2A March 30, 2026
• Adopt and follow policies and procedures designed to help ensure that we give advice
and provide services that remains in each client’s best interest.
• Charge an advisory fee that is reasonable for our services.
• Not provide, or withhold, any information that could render our advice and/or
services misleading. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 119.9 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 119.9 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 1 | 119.9 |
| Total | 1 | 119.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 119.9 | |
| Total | 1 | 119.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 2 |
| Serves | Institutional |
| LEI | 87-4080485 |
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|
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|
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