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| Sunstone Advisors LLC
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| CRD # | 324002 |
| SEC # | 801-127225 |
| CIK # | |
| AUM | 122.8 M (2026-03-31) |
| Employees | 25 (36% Investors, 4% Brokers) |
| Phone | 949-771-1764 |
| Address | 18881 von Karman Avenue Irvine, CA 92612 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | LBA Sunstone Fund II LP | [2024-03-29] | 0.6 M | 0.6 M |
| Offered $2,500,000 · Filed 2022-08-04 (D) · Exemption 506(b) · Minimum $50,000 · Remaining $1,950,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | LBA Sunstone Fund I LP | [2024-03-29] | 1.0 M | |
| Offered $1,500,000 · Filed 2020-06-04 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining $1,500,000 · Duration One year or less · Revenue $1,000,001 - $5,000,000 | ||||
| VC | Sunstone Dream Fund LP | [2024-03-29] | 2.9 M | |
| Filed 2023-09-22 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Sunstone Horizon Fund II LP | [2024-03-29] | 0.2 M | 1.2 M |
| Offered $2,500,000 · Filed 2022-08-04 (D) · Exemption 506(b) · Minimum $50,000 · Remaining $2,300,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Sunstone Horizon Fund I LP | [2024-03-29] | 1.1 M | 1.4 M |
| Offered $1,500,000 · Filed 2022-08-04 (D) · Exemption 506(b) · Minimum $50,000 · Remaining $400,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Sunstone Seatrec II LLC | [2024-03-29] | 0.4 M | 1.1 M |
| Offered $750,000 · Filed 2022-08-08 (D) · Exemption 506(b) · Minimum $1 · Remaining $350,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Sunstone Seatrec I LLC | [2024-03-29] | 0.7 M | 0.7 M |
| Offered $656,565 · Filed 2022-08-08 (D) · Exemption 506(b) · Minimum $1 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Sunstone Fixed Income Fund IV LLC | [2023-05-19] | 10.4 M | 64.6 M |
| Filed 2024-12-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 74.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 2.9 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 45.9 |
| Total | 9 | 122.8 |
| By Discretionary | ||
| Discretionary | 8 | 77.0 |
| Non-Discretionary | 1 | 45.9 |
| Total | 9 | 122.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 122.8 | |
| Total | 9 | 122.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Shen | Executive Officer | 54 | 2 | |
| Michael Stone | Executive Officer | 39 | 2 | |
| Sunstone Dream Management LLC | Promoter | 1 | 1 | |
| Sunstone Management Inc | Executive Officer | 1 | 1 | |
| Sunstone Advisors LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
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