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| Sunstone Advisors LLC
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| |
|---|---|
| CRD # | 324002 |
| SEC # | 801-127225 |
| CIK # | |
| AUM | $104.9 MM (2024-07-02) |
| Employees | 26 (38% Investors, 15% Brokers) |
| Phone | 949-744-7808 |
| Address | 18881 von Karman Avenue Irvine, CA 92612 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | LBA Sunstone Fund II LP | [2024-03-29] | 0.6 | 2.3 |
| VC | LBA Sunstone Fund I LP | [2024-03-29] | 0.0 | 1.3 |
| VC | Sunstone Dream Fund LP | [2024-03-29] | 0.0 | 3.0 |
| VC | Sunstone Horizon Fund II LP | [2024-03-29] | 0.2 | 1.7 |
| VC | Sunstone Horizon Fund I LP | [2024-03-29] | 1.1 | 1.9 |
| VC | Sunstone Seatrec II LLC | [2024-03-29] | 0.4 | 1.0 |
| VC | Sunstone Seatrec I LLC | [2024-03-29] | 0.7 | 0.7 |
| SA | Sunstone Fixed Income Fund IV LLC | [2023-05-19] | 246.9 | 74.4 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 83.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 3.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 18.7 |
| Total | 9 | 104.9 |
| By Discretionary | ||
| Discretionary | 8 | 86.2 |
| Non-Discretionary | 1 | 18.7 |
| Total | 9 | 104.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 104.9 | |
| Total | 9 | 104.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Shen | 39 | ||
| Michael Stone | 39 | ||
| Sunstone Advisors LLC | 1 | ||
| Sunstone Dream Management LLC | 1 | ||
| Sunstone Management Inc | 1 |
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